path: root/doc/rfc/rfc1034.txt

Network Working Group                                     P. Mockapetris
Request for Comments: 1034                                           ISI
Obsoletes: RFCs 882, 883, 973                              November 1987


                 DOMAIN NAMES - CONCEPTS AND FACILITIES



1. STATUS OF THIS MEMO

This RFC is an introduction to the Domain Name System (DNS), and omits
many details which can be found in a companion RFC, "Domain Names -
Implementation and Specification" [RFC-1035].  That RFC assumes that the
reader is familiar with the concepts discussed in this memo.

A subset of DNS functions and data types constitute an official
protocol.  The official protocol includes standard queries and their
responses and most of the Internet class data formats (e.g., host
addresses).

However, the domain system is intentionally extensible.  Researchers are
continuously proposing, implementing and experimenting with new data
types, query types, classes, functions, etc.  Thus while the components
of the official protocol are expected to stay essentially unchanged and
operate as a production service, experimental behavior should always be
expected in extensions beyond the official protocol.  Experimental or
obsolete features are clearly marked in these RFCs, and such information
should be used with caution.

The reader is especially cautioned not to depend on the values which
appear in examples to be current or complete, since their purpose is
primarily pedagogical.  Distribution of this memo is unlimited.

2. INTRODUCTION

This RFC introduces domain style names, their use for Internet mail and
host address support, and the protocols and servers used to implement
domain name facilities.

2.1. The history of domain names

The impetus for the development of the domain system was growth in the
Internet:

   - Host name to address mappings were maintained by the Network
     Information Center (NIC) in a single file (HOSTS.TXT) which
     was FTPed by all hosts [RFC-952, RFC-953].  The total network



Mockapetris                                                     [Page 1]

RFC 1034             Domain Concepts and Facilities        November 1987


     bandwidth consumed in distributing a new version by this
     scheme is proportional to the square of the number of hosts in
     the network, and even when multiple levels of FTP are used,
     the outgoing FTP load on the NIC host is considerable.
     Explosive growth in the number of hosts didn't bode well for
     the future.

   - The network population was also changing in character.  The
     timeshared hosts that made up the original ARPANET were being
     replaced with local networks of workstations.  Local
     organizations were administering their own names and
     addresses, but had to wait for the NIC to change HOSTS.TXT to
     make changes visible to the Internet at large.  Organizations
     also wanted some local structure on the name space.

   - The applications on the Internet were getting more
     sophisticated and creating a need for general purpose name
     service.


The result was several ideas about name spaces and their management
[IEN-116, RFC-799, RFC-819, RFC-830].  The proposals varied, but a
common thread was the idea of a hierarchical name space, with the
hierarchy roughly corresponding to organizational structure, and names
using "."  as the character to mark the boundary between hierarchy
levels.  A design using a distributed database and generalized resources
was described in [RFC-882, RFC-883].  Based on experience with several
implementations, the system evolved into the scheme described in this
memo.

The terms "domain" or "domain name" are used in many contexts beyond the
DNS described here.  Very often, the term domain name is used to refer
to a name with structure indicated by dots, but no relation to the DNS.
This is particularly true in mail addressing [Quarterman 86].

2.2. DNS design goals

The design goals of the DNS influence its structure.  They are:

   - The primary goal is a consistent name space which will be used
     for referring to resources.  In order to avoid the problems
     caused by ad hoc encodings, names should not be required to
     contain network identifiers, addresses, routes, or similar
     information as part of the name.

   - The sheer size of the database and frequency of updates
     suggest that it must be maintained in a distributed manner,
     with local caching to improve performance.  Approaches that



Mockapetris                                                     [Page 2]

RFC 1034             Domain Concepts and Facilities        November 1987


     attempt to collect a consistent copy of the entire database
     will become more and more expensive and difficult, and hence
     should be avoided.  The same principle holds for the structure
     of the name space, and in particular mechanisms for creating
     and deleting names; these should also be distributed.

   - Where there tradeoffs between the cost of acquiring data, the
     speed of updates, and the accuracy of caches, the source of
     the data should control the tradeoff.

   - The costs of implementing such a facility dictate that it be
     generally useful, and not restricted to a single application.
     We should be able to use names to retrieve host addresses,
     mailbox data, and other as yet undetermined information.  All
     data associated with a name is tagged with a type, and queries
     can be limited to a single type.

   - Because we want the name space to be useful in dissimilar
     networks and applications, we provide the ability to use the
     same name space with different protocol families or
     management.  For example, host address formats differ between
     protocols, though all protocols have the notion of address.
     The DNS tags all data with a class as well as the type, so
     that we can allow parallel use of different formats for data
     of type address.

   - We want name server transactions to be independent of the
     communications system that carries them.  Some systems may
     wish to use datagrams for queries and responses, and only
     establish virtual circuits for transactions that need the
     reliability (e.g., database updates, long transactions); other
     systems will use virtual circuits exclusively.

   - The system should be useful across a wide spectrum of host
     capabilities.  Both personal computers and large timeshared
     hosts should be able to use the system, though perhaps in
     different ways.

2.3. Assumptions about usage

The organization of the domain system derives from some assumptions
about the needs and usage patterns of its user community and is designed
to avoid many of the the complicated problems found in general purpose
database systems.

The assumptions are:

   - The size of the total database will initially be proportional



Mockapetris                                                     [Page 3]

RFC 1034             Domain Concepts and Facilities        November 1987


     to the number of hosts using the system, but will eventually
     grow to be proportional to the number of users on those hosts
     as mailboxes and other information are added to the domain
     system.

   - Most of the data in the system will change very slowly (e.g.,
     mailbox bindings, host addresses), but that the system should
     be able to deal with subsets that change more rapidly (on the
     order of seconds or minutes).

   - The administrative boundaries used to distribute
     responsibility for the database will usually correspond to
     organizations that have one or more hosts.  Each organization
     that has responsibility for a particular set of domains will
     provide redundant name servers, either on the organization's
     own hosts or other hosts that the organization arranges to
     use.

   - Clients of the domain system should be able to identify
     trusted name servers they prefer to use before accepting
     referrals to name servers outside of this "trusted" set.

   - Access to information is more critical than instantaneous
     updates or guarantees of consistency.  Hence the update
     process allows updates to percolate out through the users of
     the domain system rather than guaranteeing that all copies are
     simultaneously updated.  When updates are unavailable due to
     network or host failure, the usual course is to believe old
     information while continuing efforts to update it.  The
     general model is that copies are distributed with timeouts for
     refreshing.  The distributor sets the timeout value and the
     recipient of the distribution is responsible for performing
     the refresh.  In special situations, very short intervals can
     be specified, or the owner can prohibit copies.

   - In any system that has a distributed database, a particular
     name server may be presented with a query that can only be
     answered by some other server.  The two general approaches to
     dealing with this problem are "recursive", in which the first
     server pursues the query for the client at another server, and
     "iterative", in which the server refers the client to another
     server and lets the client pursue the query.  Both approaches
     have advantages and disadvantages, but the iterative approach
     is preferred for the datagram style of access.  The domain
     system requires implementation of the iterative approach, but
     allows the recursive approach as an option.





Mockapetris                                                     [Page 4]

RFC 1034             Domain Concepts and Facilities        November 1987


The domain system assumes that all data originates in master files
scattered through the hosts that use the domain system.  These master
files are updated by local system administrators.  Master files are text
files that are read by a local name server, and hence become available
through the name servers to users of the domain system.  The user
programs access name servers through standard programs called resolvers.

The standard format of master files allows them to be exchanged between
hosts (via FTP, mail, or some other mechanism); this facility is useful
when an organization wants a domain, but doesn't want to support a name
server.  The organization can maintain the master files locally using a
text editor, transfer them to a foreign host which runs a name server,
and then arrange with the system administrator of the name server to get
the files loaded.

Each host's name servers and resolvers are configured by a local system
administrator [RFC-1033].  For a name server, this configuration data
includes the identity of local master files and instructions on which
non-local master files are to be loaded from foreign servers.  The name
server uses the master files or copies to load its zones.  For
resolvers, the configuration data identifies the name servers which
should be the primary sources of information.

The domain system defines procedures for accessing the data and for
referrals to other name servers.  The domain system also defines
procedures for caching retrieved data and for periodic refreshing of
data defined by the system administrator.

The system administrators provide:

   - The definition of zone boundaries.

   - Master files of data.

   - Updates to master files.

   - Statements of the refresh policies desired.

The domain system provides:

   - Standard formats for resource data.

   - Standard methods for querying the database.

   - Standard methods for name servers to refresh local data from
     foreign name servers.





Mockapetris                                                     [Page 5]

RFC 1034             Domain Concepts and Facilities        November 1987


2.4. Elements of the DNS

The DNS has three major components:

   - The DOMAIN NAME SPACE and RESOURCE RECORDS, which are
     specifications for a tree structured name space and data
     associated with the names.  Conceptually, each node and leaf
     of the domain name space tree names a set of information, and
     query operations are attempts to extract specific types of
     information from a particular set.  A query names the domain
     name of interest and describes the type of resource
     information that is desired.  For example, the Internet
     uses some of its domain names to identify hosts; queries for
     address resources return Internet host addresses.

   - NAME SERVERS are server programs which hold information about
     the domain tree's structure and set information.  A name
     server may cache structure or set information about any part
     of the domain tree, but in general a particular name server
     has complete information about a subset of the domain space,
     and pointers to other name servers that can be used to lead to
     information from any part of the domain tree.  Name servers
     know the parts of the domain tree for which they have complete
     information; a name server is said to be an AUTHORITY for
     these parts of the name space.  Authoritative information is
     organized into units called ZONEs, and these zones can be
     automatically distributed to the name servers which provide
     redundant service for the data in a zone.

   - RESOLVERS are programs that extract information from name
     servers in response to client requests.  Resolvers must be
     able to access at least one name server and use that name
     server's information to answer a query directly, or pursue the
     query using referrals to other name servers.  A resolver will
     typically be a system routine that is directly accessible to
     user programs; hence no protocol is necessary between the
     resolver and the user program.

These three components roughly correspond to the three layers or views
of the domain system:

   - From the user's point of view, the domain system is accessed
     through a simple procedure or OS call to a local resolver.
     The domain space consists of a single tree and the user can
     request information from any section of the tree.

   - From the resolver's point of view, the domain system is
     composed of an unknown number of name servers.  Each name



Mockapetris                                                     [Page 6]

RFC 1034             Domain Concepts and Facilities        November 1987


     server has one or more pieces of the whole domain tree's data,
     but the resolver views each of these databases as essentially
     static.

   - From a name server's point of view, the domain system consists
     of separate sets of local information called zones.  The name
     server has local copies of some of the zones.  The name server
     must periodically refresh its zones from master copies in
     local files or foreign name servers.  The name server must
     concurrently process queries that arrive from resolvers.

In the interests of performance, implementations may couple these
functions.  For example, a resolver on the same machine as a name server
might share a database consisting of the the zones managed by the name
server and the cache managed by the resolver.

3. DOMAIN NAME SPACE and RESOURCE RECORDS

3.1. Name space specifications and terminology

The domain name space is a tree structure.  Each node and leaf on the
tree corresponds to a resource set (which may be empty).  The domain
system makes no distinctions between the uses of the interior nodes and
leaves, and this memo uses the term "node" to refer to both.

Each node has a label, which is zero to 63 octets in length.  Brother
nodes may not have the same label, although the same label can be used
for nodes which are not brothers.  One label is reserved, and that is
the null (i.e., zero length) label used for the root.

The domain name of a node is the list of the labels on the path from the
node to the root of the tree.  By convention, the labels that compose a
domain name are printed or read left to right, from the most specific
(lowest, farthest from the root) to the least specific (highest, closest
to the root).

Internally, programs that manipulate domain names should represent them
as sequences of labels, where each label is a length octet followed by
an octet string.  Because all domain names end at the root, which has a
null string for a label, these internal representations can use a length
byte of zero to terminate a domain name.

By convention, domain names can be stored with arbitrary case, but
domain name comparisons for all present domain functions are done in a
case-insensitive manner, assuming an ASCII character set, and a high
order zero bit.  This means that you are free to create a node with
label "A" or a node with label "a", but not both as brothers; you could
refer to either using "a" or "A".  When you receive a domain name or



Mockapetris                                                     [Page 7]

RFC 1034             Domain Concepts and Facilities        November 1987


label, you should preserve its case.  The rationale for this choice is
that we may someday need to add full binary domain names for new
services; existing services would not be changed.

When a user needs to type a domain name, the length of each label is
omitted and the labels are separated by dots (".").  Since a complete
domain name ends with the root label, this leads to a printed form which
ends in a dot.  We use this property to distinguish between:

   - a character string which represents a complete domain name
     (often called "absolute").  For example, "poneria.ISI.EDU."

   - a character string that represents the starting labels of a
     domain name which is incomplete, and should be completed by
     local software using knowledge of the local domain (often
     called "relative").  For example, "poneria" used in the
     ISI.EDU domain.

Relative names are either taken relative to a well known origin, or to a
list of domains used as a search list.  Relative names appear mostly at
the user interface, where their interpretation varies from
implementation to implementation, and in master files, where they are
relative to a single origin domain name.  The most common interpretation
uses the root "." as either the single origin or as one of the members
of the search list, so a multi-label relative name is often one where
the trailing dot has been omitted to save typing.

To simplify implementations, the total number of octets that represent a
domain name (i.e., the sum of all label octets and label lengths) is
limited to 255.

A domain is identified by a domain name, and consists of that part of
the domain name space that is at or below the domain name which
specifies the domain.  A domain is a subdomain of another domain if it
is contained within that domain.  This relationship can be tested by
seeing if the subdomain's name ends with the containing domain's name.
For example, A.B.C.D is a subdomain of B.C.D, C.D, D, and " ".

3.2. Administrative guidelines on use

As a matter of policy, the DNS technical specifications do not mandate a
particular tree structure or rules for selecting labels; its goal is to
be as general as possible, so that it can be used to build arbitrary
applications.  In particular, the system was designed so that the name
space did not have to be organized along the lines of network
boundaries, name servers, etc.  The rationale for this is not that the
name space should have no implied semantics, but rather that the choice
of implied semantics should be left open to be used for the problem at



Mockapetris                                                     [Page 8]

RFC 1034             Domain Concepts and Facilities        November 1987


hand, and that different parts of the tree can have different implied
semantics.  For example, the IN-ADDR.ARPA domain is organized and
distributed by network and host address because its role is to translate
from network or host numbers to names; NetBIOS domains [RFC-1001, RFC-
1002] are flat because that is appropriate for that application.

However, there are some guidelines that apply to the "normal" parts of
the name space used for hosts, mailboxes, etc., that will make the name
space more uniform, provide for growth, and minimize problems as
software is converted from the older host table.  The political
decisions about the top levels of the tree originated in RFC-920.
Current policy for the top levels is discussed in [RFC-1032].  MILNET
conversion issues are covered in [RFC-1031].

Lower domains which will eventually be broken into multiple zones should
provide branching at the top of the domain so that the eventual
decomposition can be done without renaming.  Node labels which use
special characters, leading digits, etc., are likely to break older
software which depends on more restrictive choices.

3.3. Technical guidelines on use

Before the DNS can be used to hold naming information for some kind of
object, two needs must be met:

   - A convention for mapping between object names and domain
     names.  This describes how information about an object is
     accessed.

   - RR types and data formats for describing the object.

These rules can be quite simple or fairly complex.  Very often, the
designer must take into account existing formats and plan for upward
compatibility for existing usage.  Multiple mappings or levels of
mapping may be required.

For hosts, the mapping depends on the existing syntax for host names
which is a subset of the usual text representation for domain names,
together with RR formats for describing host addresses, etc.  Because we
need a reliable inverse mapping from address to host name, a special
mapping for addresses into the IN-ADDR.ARPA domain is also defined.

For mailboxes, the mapping is slightly more complex.  The usual mail
address <local-part>@<mail-domain> is mapped into a domain name by
converting <local-part> into a single label (regardles of dots it
contains), converting <mail-domain> into a domain name using the usual
text format for domain names (dots denote label breaks), and
concatenating the two to form a single domain name.  Thus the mailbox



Mockapetris                                                     [Page 9]

RFC 1034             Domain Concepts and Facilities        November 1987


HOSTMASTER@SRI-NIC.ARPA is represented as a domain name by
HOSTMASTER.SRI-NIC.ARPA.  An appreciation for the reasons behind this
design also must take into account the scheme for mail exchanges [RFC-
974].

The typical user is not concerned with defining these rules, but should
understand that they usually are the result of numerous compromises
between desires for upward compatibility with old usage, interactions
between different object definitions, and the inevitable urge to add new
features when defining the rules.  The way the DNS is used to support
some object is often more crucial than the restrictions inherent in the
DNS.

3.4. Example name space

The following figure shows a part of the current domain name space, and
is used in many examples in this RFC.  Note that the tree is a very
small subset of the actual name space.

                                   |
                                   |
             +---------------------+------------------+
             |                     |                  |
            MIL                   EDU                ARPA
             |                     |                  |
             |                     |                  |
       +-----+-----+               |     +------+-----+-----+
       |     |     |               |     |      |           |
      BRL  NOSC  DARPA             |  IN-ADDR  SRI-NIC     ACC
                                   |
       +--------+------------------+---------------+--------+
       |        |                  |               |        |
      UCI      MIT                 |              UDEL     YALE
                |                 ISI
                |                  |
            +---+---+              |
            |       |              |
           LCS  ACHILLES  +--+-----+-----+--------+
            |             |  |     |     |        |
            XX            A  C   VAXA  VENERA Mockapetris

In this example, the root domain has three immediate subdomains: MIL,
EDU, and ARPA.  The LCS.MIT.EDU domain has one immediate subdomain named
XX.LCS.MIT.EDU.  All of the leaves are also domains.

3.5. Preferred name syntax

The DNS specifications attempt to be as general as possible in the rules



Mockapetris                                                    [Page 10]

RFC 1034             Domain Concepts and Facilities        November 1987


for constructing domain names.  The idea is that the name of any
existing object can be expressed as a domain name with minimal changes.
However, when assigning a domain name for an object, the prudent user
will select a name which satisfies both the rules of the domain system
and any existing rules for the object, whether these rules are published
or implied by existing programs.

For example, when naming a mail domain, the user should satisfy both the
rules of this memo and those in RFC-822.  When creating a new host name,
the old rules for HOSTS.TXT should be followed.  This avoids problems
when old software is converted to use domain names.

The following syntax will result in fewer problems with many
applications that use domain names (e.g., mail, TELNET).

<domain> ::= <subdomain> | " "

<subdomain> ::= <label> | <subdomain> "." <label>

<label> ::= <letter> [ [ <ldh-str> ] <let-dig> ]

<ldh-str> ::= <let-dig-hyp> | <let-dig-hyp> <ldh-str>

<let-dig-hyp> ::= <let-dig> | "-"

<let-dig> ::= <letter> | <digit>

<letter> ::= any one of the 52 alphabetic characters A through Z in
upper case and a through z in lower case

<digit> ::= any one of the ten digits 0 through 9

Note that while upper and lower case letters are allowed in domain
names, no significance is attached to the case.  That is, two names with
the same spelling but different case are to be treated as if identical.

The labels must follow the rules for ARPANET host names.  They must
start with a letter, end with a letter or digit, and have as interior
characters only letters, digits, and hyphen.  There are also some
restrictions on the length.  Labels must be 63 characters or less.

For example, the following strings identify hosts in the Internet:

A.ISI.EDU  XX.LCS.MIT.EDU  SRI-NIC.ARPA

3.6. Resource Records

A domain name identifies a node.  Each node has a set of resource



Mockapetris                                                    [Page 11]

RFC 1034             Domain Concepts and Facilities        November 1987


information, which may be empty.  The set of resource information
associated with a particular name is composed of separate resource
records (RRs).  The order of RRs in a set is not significant, and need
not be preserved by name servers, resolvers, or other parts of the DNS.

When we talk about a specific RR, we assume it has the following:

owner           which is the domain name where the RR is found.

type            which is an encoded 16 bit value that specifies the type
                of the resource in this resource record.  Types refer to
                abstract resources.

                This memo uses the following types:

                A               a host address

                CNAME           identifies the canonical name of an
                                alias

                HINFO           identifies the CPU and OS used by a host

                MX              identifies a mail exchange for the
                                domain.  See [RFC-974 for details.

                NS
                the authoritative name server for the domain

                PTR
                a pointer to another part of the domain name space

                SOA
                identifies the start of a zone of authority]

class           which is an encoded 16 bit value which identifies a
                protocol family or instance of a protocol.

                This memo uses the following classes:

                IN              the Internet system

                CH              the Chaos system

TTL             which is the time to live of the RR.  This field is a 32
                bit integer in units of seconds, an is primarily used by
                resolvers when they cache RRs.  The TTL describes how
                long a RR can be cached before it should be discarded.




Mockapetris                                                    [Page 12]

RFC 1034             Domain Concepts and Facilities        November 1987


RDATA           which is the type and sometimes class dependent data
                which describes the resource:

                A               For the IN class, a 32 bit IP address

                                For the CH class, a domain name followed
                                by a 16 bit octal Chaos address.

                CNAME           a domain name.

                MX              a 16 bit preference value (lower is
                                better) followed by a host name willing
                                to act as a mail exchange for the owner
                                domain.

                NS              a host name.

                PTR             a domain name.

                SOA             several fields.

The owner name is often implicit, rather than forming an integral part
of the RR.  For example, many name servers internally form tree or hash
structures for the name space, and chain RRs off nodes.  The remaining
RR parts are the fixed header (type, class, TTL) which is consistent for
all RRs, and a variable part (RDATA) that fits the needs of the resource
being described.

The meaning of the TTL field is a time limit on how long an RR can be
kept in a cache.  This limit does not apply to authoritative data in
zones; it is also timed out, but by the refreshing policies for the
zone.  The TTL is assigned by the administrator for the zone where the
data originates.  While short TTLs can be used to minimize caching, and
a zero TTL prohibits caching, the realities of Internet performance
suggest that these times should be on the order of days for the typical
host.  If a change can be anticipated, the TTL can be reduced prior to
the change to minimize inconsistency during the change, and then
increased back to its former value following the change.

The data in the RDATA section of RRs is carried as a combination of
binary strings and domain names.  The domain names are frequently used
as "pointers" to other data in the DNS.

3.6.1. Textual expression of RRs

RRs are represented in binary form in the packets of the DNS protocol,
and are usually represented in highly encoded form when stored in a name
server or resolver.  In this memo, we adopt a style similar to that used



Mockapetris                                                    [Page 13]

RFC 1034             Domain Concepts and Facilities        November 1987


in master files in order to show the contents of RRs.  In this format,
most RRs are shown on a single line, although continuation lines are
possible using parentheses.

The start of the line gives the owner of the RR.  If a line begins with
a blank, then the owner is assumed to be the same as that of the
previous RR.  Blank lines are often included for readability.

Following the owner, we list the TTL, type, and class of the RR.  Class
and type use the mnemonics defined above, and TTL is an integer before
the type field.  In order to avoid ambiguity in parsing, type and class
mnemonics are disjoint, TTLs are integers, and the type mnemonic is
always last. The IN class and TTL values are often omitted from examples
in the interests of clarity.

The resource data or RDATA section of the RR are given using knowledge
of the typical representation for the data.

For example, we might show the RRs carried in a message as:

    ISI.EDU.        MX      10 VENERA.ISI.EDU.
                    MX      10 VAXA.ISI.EDU.
    VENERA.ISI.EDU. A       128.9.0.32
                    A       10.1.0.52
    VAXA.ISI.EDU.   A       10.2.0.27
                    A       128.9.0.33

The MX RRs have an RDATA section which consists of a 16 bit number
followed by a domain name.  The address RRs use a standard IP address
format to contain a 32 bit internet address.

This example shows six RRs, with two RRs at each of three domain names.

Similarly we might see:

    XX.LCS.MIT.EDU. IN      A       10.0.0.44
                    CH      A       MIT.EDU. 2420

This example shows two addresses for XX.LCS.MIT.EDU, each of a different
class.

3.6.2. Aliases and canonical names

In existing systems, hosts and other resources often have several names
that identify the same resource.  For example, the names C.ISI.EDU and
USC-ISIC.ARPA both identify the same host.  Similarly, in the case of
mailboxes, many organizations provide many names that actually go to the
same mailbox; for example Mockapetris@C.ISI.EDU, Mockapetris@B.ISI.EDU,



Mockapetris                                                    [Page 14]

RFC 1034             Domain Concepts and Facilities        November 1987


and PVM@ISI.EDU all go to the same mailbox (although the mechanism
behind this is somewhat complicated).

Most of these systems have a notion that one of the equivalent set of
names is the canonical or primary name and all others are aliases.

The domain system provides such a feature using the canonical name
(CNAME) RR.  A CNAME RR identifies its owner name as an alias, and
specifies the corresponding canonical name in the RDATA section of the
RR.  If a CNAME RR is present at a node, no other data should be
present; this ensures that the data for a canonical name and its aliases
cannot be different.  This rule also insures that a cached CNAME can be
used without checking with an authoritative server for other RR types.

CNAME RRs cause special action in DNS software.  When a name server
fails to find a desired RR in the resource set associated with the
domain name, it checks to see if the resource set consists of a CNAME
record with a matching class.  If so, the name server includes the CNAME
record in the response and restarts the query at the domain name
specified in the data field of the CNAME record.  The one exception to
this rule is that queries which match the CNAME type are not restarted.

For example, suppose a name server was processing a query with for USC-
ISIC.ARPA, asking for type A information, and had the following resource
records:

    USC-ISIC.ARPA   IN      CNAME   C.ISI.EDU

    C.ISI.EDU       IN      A       10.0.0.52

Both of these RRs would be returned in the response to the type A query,
while a type CNAME or * query should return just the CNAME.

Domain names in RRs which point at another name should always point at
the primary name and not the alias.  This avoids extra indirections in
accessing information.  For example, the address to name RR for the
above host should be:

    52.0.0.10.IN-ADDR.ARPA  IN      PTR     C.ISI.EDU

rather than pointing at USC-ISIC.ARPA.  Of course, by the robustness
principle, domain software should not fail when presented with CNAME
chains or loops; CNAME chains should be followed and CNAME loops
signalled as an error.

3.7. Queries

Queries are messages which may be sent to a name server to provoke a



Mockapetris                                                    [Page 15]

RFC 1034             Domain Concepts and Facilities        November 1987


response.  In the Internet, queries are carried in UDP datagrams or over
TCP connections.  The response by the name server either answers the
question posed in the query, refers the requester to another set of name
servers, or signals some error condition.

In general, the user does not generate queries directly, but instead
makes a request to a resolver which in turn sends one or more queries to
name servers and deals with the error conditions and referrals that may
result.  Of course, the possible questions which can be asked in a query
does shape the kind of service a resolver can provide.

DNS queries and responses are carried in a standard message format.  The
message format has a header containing a number of fixed fields which
are always present, and four sections which carry query parameters and
RRs.

The most important field in the header is a four bit field called an
opcode which separates different queries.  Of the possible 16 values,
one (standard query) is part of the official protocol, two (inverse
query and status query) are options, one (completion) is obsolete, and
the rest are unassigned.

The four sections are:

Question        Carries the query name and other query parameters.

Answer          Carries RRs which directly answer the query.

Authority       Carries RRs which describe other authoritative servers.
                May optionally carry the SOA RR for the authoritative
                data in the answer section.

Additional      Carries RRs which may be helpful in using the RRs in the
                other sections.

Note that the content, but not the format, of these sections varies with
header opcode.

3.7.1. Standard queries

A standard query specifies a target domain name (QNAME), query type
(QTYPE), and query class (QCLASS) and asks for RRs which match.  This
type of query makes up such a vast majority of DNS queries that we use
the term "query" to mean standard query unless otherwise specified.  The
QTYPE and QCLASS fields are each 16 bits long, and are a superset of
defined types and classes.





Mockapetris                                                    [Page 16]

RFC 1034             Domain Concepts and Facilities        November 1987


The QTYPE field may contain:

<any type>      matches just that type. (e.g., A, PTR).

AXFR            special zone transfer QTYPE.

MAILB           matches all mail box related RRs (e.g. MB and MG).

*               matches all RR types.

The QCLASS field may contain:

<any class>     matches just that class (e.g., IN, CH).

*               matches aLL RR classes.

Using the query domain name, QTYPE, and QCLASS, the name server looks
for matching RRs.  In addition to relevant records, the name server may
return RRs that point toward a name server that has the desired
information or RRs that are expected to be useful in interpreting the
relevant RRs.  For example, a name server that doesn't have the
requested information may know a name server that does; a name server
that returns a domain name in a relevant RR may also return the RR that
binds that domain name to an address.

For example, a mailer tying to send mail to Mockapetris@ISI.EDU might
ask the resolver for mail information about ISI.EDU, resulting in a
query for QNAME=ISI.EDU, QTYPE=MX, QCLASS=IN.  The response's answer
section would be:

    ISI.EDU.        MX      10 VENERA.ISI.EDU.
                    MX      10 VAXA.ISI.EDU.

while the additional section might be:

    VAXA.ISI.EDU.   A       10.2.0.27
                    A       128.9.0.33
    VENERA.ISI.EDU. A       10.1.0.52
                    A       128.9.0.32

Because the server assumes that if the requester wants mail exchange
information, it will probably want the addresses of the mail exchanges
soon afterward.

Note that the QCLASS=* construct requires special interpretation
regarding authority.  Since a particular name server may not know all of
the classes available in the domain system, it can never know if it is
authoritative for all classes.  Hence responses to QCLASS=* queries can



Mockapetris                                                    [Page 17]

RFC 1034             Domain Concepts and Facilities        November 1987


never be authoritative.

3.7.2. Inverse queries (Optional)

Name servers may also support inverse queries that map a particular
resource to a domain name or domain names that have that resource.  For
example, while a standard query might map a domain name to a SOA RR, the
corresponding inverse query might map the SOA RR back to the domain
name.

Implementation of this service is optional in a name server, but all
name servers must at least be able to understand an inverse query
message and return a not-implemented error response.

The domain system cannot guarantee the completeness or uniqueness of
inverse queries because the domain system is organized by domain name
rather than by host address or any other resource type.  Inverse queries
are primarily useful for debugging and database maintenance activities.

Inverse queries may not return the proper TTL, and do not indicate cases
where the identified RR is one of a set (for example, one address for a
host having multiple addresses).  Therefore, the RRs returned in inverse
queries should never be cached.

Inverse queries are NOT an acceptable method for mapping host addresses
to host names; use the IN-ADDR.ARPA domain instead.

A detailed discussion of inverse queries is contained in [RFC-1035].

3.8. Status queries (Experimental)

To be defined.

3.9. Completion queries (Obsolete)

The optional completion services described in RFCs 882 and 883 have been
deleted.  Redesigned services may become available in the future, or the
opcodes may be reclaimed for other use.

4. NAME SERVERS

4.1. Introduction

Name servers are the repositories of information that make up the domain
database.  The database is divided up into sections called zones, which
are distributed among the name servers.  While name servers can have
several optional functions and sources of data, the essential task of a
name server is to answer queries using data in its zones.  By design,



Mockapetris                                                    [Page 18]

RFC 1034             Domain Concepts and Facilities        November 1987


name servers can answer queries in a simple manner; the response can
always be generated using only local data, and either contains the
answer to the question or a referral to other name servers "closer" to
the desired information.

A given zone will be available from several name servers to insure its
availability in spite of host or communication link failure.  By
administrative fiat, we require every zone to be available on at least
two servers, and many zones have more redundancy than that.

A given name server will typically support one or more zones, but this
gives it authoritative information about only a small section of the
domain tree.  It may also have some cached non-authoritative data about
other parts of the tree.  The name server marks its responses to queries
so that the requester can tell whether the response comes from
authoritative data or not.

4.2. How the database is divided into zones

The domain database is partitioned in two ways: by class, and by "cuts"
made in the name space between nodes.

The class partition is simple.  The database for any class is organized,
delegated, and maintained separately from all other classes.  Since, by
convention, the name spaces are the same for all classes, the separate
classes can be thought of as an array of parallel namespace trees.  Note
that the data attached to nodes will be different for these different
parallel classes.  The most common reasons for creating a new class are
the necessity for a new data format for existing types or a desire for a
separately managed version of the existing name space.

Within a class, "cuts" in the name space can be made between any two
adjacent nodes.  After all cuts are made, each group of connected name
space is a separate zone.  The zone is said to be authoritative for all
names in the connected region.  Note that the "cuts" in the name space
may be in different places for different classes, the name servers may
be different, etc.

These rules mean that every zone has at least one node, and hence domain
name, for which it is authoritative, and all of the nodes in a
particular zone are connected.  Given, the tree structure, every zone
has a highest node which is closer to the root than any other node in
the zone.  The name of this node is often used to identify the zone.

It would be possible, though not particularly useful, to partition the
name space so that each domain name was in a separate zone or so that
all nodes were in a single zone.  Instead, the database is partitioned
at points where a particular organization wants to take over control of



Mockapetris                                                    [Page 19]

RFC 1034             Domain Concepts and Facilities        November 1987


a subtree.  Once an organization controls its own zone it can
unilaterally change the data in the zone, grow new tree sections
connected to the zone, delete existing nodes, or delegate new subzones
under its zone.

If the organization has substructure, it may want to make further
internal partitions to achieve nested delegations of name space control.
In some cases, such divisions are made purely to make database
maintenance more convenient.

4.2.1. Technical considerations

The data that describes a zone has four major parts:

   - Authoritative data for all nodes within the zone.

   - Data that defines the top node of the zone (can be thought of
     as part of the authoritative data).

   - Data that describes delegated subzones, i.e., cuts around the
     bottom of the zone.

   - Data that allows access to name servers for subzones
     (sometimes called "glue" data).

All of this data is expressed in the form of RRs, so a zone can be
completely described in terms of a set of RRs.  Whole zones can be
transferred between name servers by transferring the RRs, either carried
in a series of messages or by FTPing a master file which is a textual
representation.

The authoritative data for a zone is simply all of the RRs attached to
all of the nodes from the top node of the zone down to leaf nodes or
nodes above cuts around the bottom edge of the zone.

Though logically part of the authoritative data, the RRs that describe
the top node of the zone are especially important to the zone's
management.  These RRs are of two types: name server RRs that list, one
per RR, all of the servers for the zone, and a single SOA RR that
describes zone management parameters.

The RRs that describe cuts around the bottom of the zone are NS RRs that
name the servers for the subzones.  Since the cuts are between nodes,
these RRs are NOT part of the authoritative data of the zone, and should
be exactly the same as the corresponding RRs in the top node of the
subzone.  Since name servers are always associated with zone boundaries,
NS RRs are only found at nodes which are the top node of some zone.  In
the data that makes up a zone, NS RRs are found at the top node of the



Mockapetris                                                    [Page 20]

RFC 1034             Domain Concepts and Facilities        November 1987


zone (and are authoritative) and at cuts around the bottom of the zone
(where they are not authoritative), but never in between.

One of the goals of the zone structure is that any zone have all the
data required to set up communications with the name servers for any
subzones.  That is, parent zones have all the information needed to
access servers for their children zones.  The NS RRs that name the
servers for subzones are often not enough for this task since they name
the servers, but do not give their addresses.  In particular, if the
name of the name server is itself in the subzone, we could be faced with
the situation where the NS RRs tell us that in order to learn a name
server's address, we should contact the server using the address we wish
to learn.  To fix this problem, a zone contains "glue" RRs which are not
part of the authoritative data, and are address RRs for the servers.
These RRs are only necessary if the name server's name is "below" the
cut, and are only used as part of a referral response.

4.2.2. Administrative considerations

When some organization wants to control its own domain, the first step
is to identify the proper parent zone, and get the parent zone's owners
to agree to the delegation of control.  While there are no particular
technical constraints dealing with where in the tree this can be done,
there are some administrative groupings discussed in [RFC-1032] which
deal with top level organization, and middle level zones are free to
create their own rules.  For example, one university might choose to use
a single zone, while another might choose to organize by subzones
dedicated to individual departments or schools.  [RFC-1033] catalogs
available DNS software an discusses administration procedures.

Once the proper name for the new subzone is selected, the new owners
should be required to demonstrate redundant name server support.  Note
that there is no requirement that the servers for a zone reside in a
host which has a name in that domain.  In many cases, a zone will be
more accessible to the internet at large if its servers are widely
distributed rather than being within the physical facilities controlled
by the same organization that manages the zone.  For example, in the
current DNS, one of the name servers for the United Kingdom, or UK
domain, is found in the US.  This allows US hosts to get UK data without
using limited transatlantic bandwidth.

As the last installation step, the delegation NS RRs and glue RRs
necessary to make the delegation effective should be added to the parent
zone.  The administrators of both zones should insure that the NS and
glue RRs which mark both sides of the cut are consistent and remain so.

4.3. Name server internals




Mockapetris                                                    [Page 21]

RFC 1034             Domain Concepts and Facilities        November 1987


4.3.1. Queries and responses

The principal activity of name servers is to answer standard queries.
Both the query and its response are carried in a standard message format
which is described in [RFC-1035].  The query contains a QTYPE, QCLASS,
and QNAME, which describe the types and classes of desired information
and the name of interest.

The way that the name server answers the query depends upon whether it
is operating in recursive mode or not:

   - The simplest mode for the server is non-recursive, since it
     can answer queries using only local information: the response
     contains an error, the answer, or a referral to some other
     server "closer" to the answer.  All name servers must
     implement non-recursive queries.

   - The simplest mode for the client is recursive, since in this
     mode the name server acts in the role of a resolver and
     returns either an error or the answer, but never referrals.
     This service is optional in a name server, and the name server
     may also choose to restrict the clients which can use
     recursive mode.

Recursive service is helpful in several situations:

   - a relatively simple requester that lacks the ability to use
     anything other than a direct answer to the question.

   - a request that needs to cross protocol or other boundaries and
     can be sent to a server which can act as intermediary.

   - a network where we want to concentrate the cache rather than
     having a separate cache for each client.

Non-recursive service is appropriate if the requester is capable of
pursuing referrals and interested in information which will aid future
requests.

The use of recursive mode is limited to cases where both the client and
the name server agree to its use.  The agreement is negotiated through
the use of two bits in query and response messages:

   - The recursion available, or RA bit, is set or cleared by a
     name server in all responses.  The bit is true if the name
     server is willing to provide recursive service for the client,
     regardless of whether the client requested recursive service.
     That is, RA signals availability rather than use.



Mockapetris                                                    [Page 22]

RFC 1034             Domain Concepts and Facilities        November 1987


   - Queries contain a bit called recursion desired or RD.  This
     bit specifies specifies whether the requester wants recursive
     service for this query.  Clients may request recursive service
     from any name server, though they should depend upon receiving
     it only from servers which have previously sent an RA, or
     servers which have agreed to provide service through private
     agreement or some other means outside of the DNS protocol.

The recursive mode occurs when a query with RD set arrives at a server
which is willing to provide recursive service; the client can verify
that recursive mode was used by checking that both RA and RD are set in
the reply.  Note that the name server should never perform recursive
service unless asked via RD, since this interferes with trouble shooting
of name servers and their databases.

If recursive service is requested and available, the recursive response
to a query will be one of the following:

   - The answer to the query, possibly preface by one or more CNAME
     RRs that specify aliases encountered on the way to an answer.

   - A name error indicating that the name does not exist.  This
     may include CNAME RRs that indicate that the original query
     name was an alias for a name which does not exist.

   - A temporary error indication.

If recursive service is not requested or is not available, the non-
recursive response will be one of the following:

   - An authoritative name error indicating that the name does not
     exist.

   - A temporary error indication.

   - Some combination of:

     RRs that answer the question, together with an indication
     whether the data comes from a zone or is cached.

     A referral to name servers which have zones which are closer
     ancestors to the name than the server sending the reply.

   - RRs that the name server thinks will prove useful to the
     requester.






Mockapetris                                                    [Page 23]

RFC 1034             Domain Concepts and Facilities        November 1987


4.3.2. Algorithm

The actual algorithm used by the name server will depend on the local OS
and data structures used to store RRs.  The following algorithm assumes
that the RRs are organized in several tree structures, one for each
zone, and another for the cache:

   1. Set or clear the value of recursion available in the response
      depending on whether the name server is willing to provide
      recursive service.  If recursive service is available and
      requested via the RD bit in the query, go to step 5,
      otherwise step 2.

   2. Search the available zones for the zone which is the nearest
      ancestor to QNAME.  If such a zone is found, go to step 3,
      otherwise step 4.

   3. Start matching down, label by label, in the zone.  The
      matching process can terminate several ways:

         a. If the whole of QNAME is matched, we have found the
            node.

            If the data at the node is a CNAME, and QTYPE doesn't
            match CNAME, copy the CNAME RR into the answer section
            of the response, change QNAME to the canonical name in
            the CNAME RR, and go back to step 1.

            Otherwise, copy all RRs which match QTYPE into the
            answer section and go to step 6.

         b. If a match would take us out of the authoritative data,
            we have a referral.  This happens when we encounter a
            node with NS RRs marking cuts along the bottom of a
            zone.

            Copy the NS RRs for the subzone into the authority
            section of the reply.  Put whatever addresses are
            available into the additional section, using glue RRs
            if the addresses are not available from authoritative
            data or the cache.  Go to step 4.

         c. If at some label, a match is impossible (i.e., the
            corresponding label does not exist), look to see if a
            the "*" label exists.

            If the "*" label does not exist, check whether the name
            we are looking for is the original QNAME in the query



Mockapetris                                                    [Page 24]

RFC 1034             Domain Concepts and Facilities        November 1987


            or a name we have followed due to a CNAME.  If the name
            is original, set an authoritative name error in the
            response and exit.  Otherwise just exit.

            If the "*" label does exist, match RRs at that node
            against QTYPE.  If any match, copy them into the answer
            section, but set the owner of the RR to be QNAME, and
            not the node with the "*" label.  Go to step 6.

   4. Start matching down in the cache.  If QNAME is found in the
      cache, copy all RRs attached to it that match QTYPE into the
      answer section.  If there was no delegation from
      authoritative data, look for the best one from the cache, and
      put it in the authority section.  Go to step 6.

   5. Using the local resolver or a copy of its algorithm (see
      resolver section of this memo) to answer the query.  Store
      the results, including any intermediate CNAMEs, in the answer
      section of the response.

   6. Using local data only, attempt to add other RRs which may be
      useful to the additional section of the query.  Exit.

4.3.3. Wildcards

In the previous algorithm, special treatment was given to RRs with owner
names starting with the label "*".  Such RRs are called wildcards.
Wildcard RRs can be thought of as instructions for synthesizing RRs.
When the appropriate conditions are met, the name server creates RRs
with an owner name equal to the query name and contents taken from the
wildcard RRs.

This facility is most often used to create a zone which will be used to
forward mail from the Internet to some other mail system.  The general
idea is that any name in that zone which is presented to server in a
query will be assumed to exist, with certain properties, unless explicit
evidence exists to the contrary.  Note that the use of the term zone
here, instead of domain, is intentional; such defaults do not propagate
across zone boundaries, although a subzone may choose to achieve that
appearance by setting up similar defaults.

The contents of the wildcard RRs follows the usual rules and formats for
RRs.  The wildcards in the zone have an owner name that controls the
query names they will match.  The owner name of the wildcard RRs is of
the form "*.<anydomain>", where <anydomain> is any domain name.
<anydomain> should not contain other * labels, and should be in the
authoritative data of the zone.  The wildcards potentially apply to
descendants of <anydomain>, but not to <anydomain> itself.  Another way



Mockapetris                                                    [Page 25]

RFC 1034             Domain Concepts and Facilities        November 1987


to look at this is that the "*" label always matches at least one whole
label and sometimes more, but always whole labels.

Wildcard RRs do not apply:

   - When the query is in another zone.  That is, delegation cancels
     the wildcard defaults.

   - When the query name or a name between the wildcard domain and
     the query name is know to exist.  For example, if a wildcard
     RR has an owner name of "*.X", and the zone also contains RRs
     attached to B.X, the wildcards would apply to queries for name
     Z.X (presuming there is no explicit information for Z.X), but
     not to B.X, A.B.X, or X.

A * label appearing in a query name has no special effect, but can be
used to test for wildcards in an authoritative zone; such a query is the
only way to get a response containing RRs with an owner name with * in
it.  The result of such a query should not be cached.

Note that the contents of the wildcard RRs are not modified when used to
synthesize RRs.

To illustrate the use of wildcard RRs, suppose a large company with a
large, non-IP/TCP, network wanted to create a mail gateway.  If the
company was called X.COM, and IP/TCP capable gateway machine was called
A.X.COM, the following RRs might be entered into the COM zone:

    X.COM           MX      10      A.X.COM

    *.X.COM         MX      10      A.X.COM

    A.X.COM         A       1.2.3.4
    A.X.COM         MX      10      A.X.COM

    *.A.X.COM       MX      10      A.X.COM

This would cause any MX query for any domain name ending in X.COM to
return an MX RR pointing at A.X.COM.  Two wildcard RRs are required
since the effect of the wildcard at *.X.COM is inhibited in the A.X.COM
subtree by the explicit data for A.X.COM.  Note also that the explicit
MX data at X.COM and A.X.COM is required, and that none of the RRs above
would match a query name of XX.COM.

4.3.4. Negative response caching (Optional)

The DNS provides an optional service which allows name servers to
distribute, and resolvers to cache, negative results with TTLs.  For



Mockapetris                                                    [Page 26]

RFC 1034             Domain Concepts and Facilities        November 1987


example, a name server can distribute a TTL along with a name error
indication, and a resolver receiving such information is allowed to
assume that the name does not exist during the TTL period without
consulting authoritative data.  Similarly, a resolver can make a query
with a QTYPE which matches multiple types, and cache the fact that some
of the types are not present.

This feature can be particularly important in a system which implements
naming shorthands that use search lists beacuse a popular shorthand,
which happens to require a suffix toward the end of the search list,
will generate multiple name errors whenever it is used.

The method is that a name server may add an SOA RR to the additional
section of a response when that response is authoritative.  The SOA must
be that of the zone which was the source of the authoritative data in
the answer section, or name error if applicable.  The MINIMUM field of
the SOA controls the length of time that the negative result may be
cached.

Note that in some circumstances, the answer section may contain multiple
owner names.  In this case, the SOA mechanism should only be used for
the data which matches QNAME, which is the only authoritative data in
this section.

Name servers and resolvers should never attempt to add SOAs to the
additional section of a non-authoritative response, or attempt to infer
results which are not directly stated in an authoritative response.
There are several reasons for this, including: cached information isn't
usually enough to match up RRs and their zone names, SOA RRs may be
cached due to direct SOA queries, and name servers are not required to
output the SOAs in the authority section.

This feature is optional, although a refined version is expected to
become part of the standard protocol in the future.  Name servers are
not required to add the SOA RRs in all authoritative responses, nor are
resolvers required to cache negative results.  Both are recommended.
All resolvers and recursive name servers are required to at least be
able to ignore the SOA RR when it is present in a response.

Some experiments have also been proposed which will use this feature.
The idea is that if cached data is known to come from a particular zone,
and if an authoritative copy of the zone's SOA is obtained, and if the
zone's SERIAL has not changed since the data was cached, then the TTL of
the cached data can be reset to the zone MINIMUM value if it is smaller.
This usage is mentioned for planning purposes only, and is not
recommended as yet.





Mockapetris                                                    [Page 27]

RFC 1034             Domain Concepts and Facilities        November 1987


4.3.5. Zone maintenance and transfers

Part of the job of a zone administrator is to maintain the zones at all
of the name servers which are authoritative for the zone.  When the
inevitable changes are made, they must be distributed to all of the name
servers.  While this distribution can be accomplished using FTP or some
other ad hoc procedure, the preferred method is the zone transfer part
of the DNS protocol.

The general model of automatic zone transfer or refreshing is that one
of the name servers is the master or primary for the zone.  Changes are
coordinated at the primary, typically by editing a master file for the
zone.  After editing, the administrator signals the master server to
load the new zone.  The other non-master or secondary servers for the
zone periodically check for changes (at a selectable interval) and
obtain new zone copies when changes have been made.

To detect changes, secondaries just check the SERIAL field of the SOA
for the zone.  In addition to whatever other changes are made, the
SERIAL field in the SOA of the zone is always advanced whenever any
change is made to the zone.  The advancing can be a simple increment, or
could be based on the write date and time of the master file, etc.  The
purpose is to make it possible to determine which of two copies of a
zone is more recent by comparing serial numbers.  Serial number advances
and comparisons use sequence space arithmetic, so there is a theoretic
limit on how fast a zone can be updated, basically that old copies must
die out before the serial number covers half of its 32 bit range.  In
practice, the only concern is that the compare operation deals properly
with comparisons around the boundary between the most positive and most
negative 32 bit numbers.

The periodic polling of the secondary servers is controlled by
parameters in the SOA RR for the zone, which set the minimum acceptable
polling intervals.  The parameters are called REFRESH, RETRY, and
EXPIRE.  Whenever a new zone is loaded in a secondary, the secondary
waits REFRESH seconds before checking with the primary for a new serial.
If this check cannot be completed, new checks are started every RETRY
seconds.  The check is a simple query to the primary for the SOA RR of
the zone.  If the serial field in the secondary's zone copy is equal to
the serial returned by the primary, then no changes have occurred, and
the REFRESH interval wait is restarted.  If the secondary finds it
impossible to perform a serial check for the EXPIRE interval, it must
assume that its copy of the zone is obsolete an discard it.

When the poll shows that the zone has changed, then the secondary server
must request a zone transfer via an AXFR request for the zone.  The AXFR
may cause an error, such as refused, but normally is answered by a
sequence of response messages.  The first and last messages must contain



Mockapetris                                                    [Page 28]

RFC 1034             Domain Concepts and Facilities        November 1987


the data for the top authoritative node of the zone.  Intermediate
messages carry all of the other RRs from the zone, including both
authoritative and non-authoritative RRs.  The stream of messages allows
the secondary to construct a copy of the zone.  Because accuracy is
essential, TCP or some other reliable protocol must be used for AXFR
requests.

Each secondary server is required to perform the following operations
against the master, but may also optionally perform these operations
against other secondary servers.  This strategy can improve the transfer
process when the primary is unavailable due to host downtime or network
problems, or when a secondary server has better network access to an
"intermediate" secondary than to the primary.

5. RESOLVERS

5.1. Introduction

Resolvers are programs that interface user programs to domain name
servers.  In the simplest case, a resolver receives a request from a
user program (e.g., mail programs, TELNET, FTP) in the form of a
subroutine call, system call etc., and returns the desired information
in a form compatible with the local host's data formats.

The resolver is located on the same machine as the program that requests
the resolver's services, but it may need to consult name servers on
other hosts.  Because a resolver may need to consult several name
servers, or may have the requested information in a local cache, the
amount of time that a resolver will take to complete can vary quite a
bit, from milliseconds to several seconds.

A very important goal of the resolver is to eliminate network delay and
name server load from most requests by answering them from its cache of
prior results.  It follows that caches which are shared by multiple
processes, users, machines, etc., are more efficient than non-shared
caches.

5.2. Client-resolver interface

5.2.1. Typical functions

The client interface to the resolver is influenced by the local host's
conventions, but the typical resolver-client interface has three
functions:

   1. Host name to host address translation.

      This function is often defined to mimic a previous HOSTS.TXT



Mockapetris                                                    [Page 29]

RFC 1034             Domain Concepts and Facilities        November 1987


      based function.  Given a character string, the caller wants
      one or more 32 bit IP addresses.  Under the DNS, it
      translates into a request for type A RRs.  Since the DNS does
      not preserve the order of RRs, this function may choose to
      sort the returned addresses or select the "best" address if
      the service returns only one choice to the client.  Note that
      a multiple address return is recommended, but a single
      address may be the only way to emulate prior HOSTS.TXT
      services.

   2. Host address to host name translation

      This function will often follow the form of previous
      functions.  Given a 32 bit IP address, the caller wants a
      character string.  The octets of the IP address are reversed,
      used as name components, and suffixed with "IN-ADDR.ARPA".  A
      type PTR query is used to get the RR with the primary name of
      the host.  For example, a request for the host name
      corresponding to IP address 1.2.3.4 looks for PTR RRs for
      domain name "4.3.2.1.IN-ADDR.ARPA".

   3. General lookup function

      This function retrieves arbitrary information from the DNS,
      and has no counterpart in previous systems.  The caller
      supplies a QNAME, QTYPE, and QCLASS, and wants all of the
      matching RRs.  This function will often use the DNS format
      for all RR data instead of the local host's, and returns all
      RR content (e.g., TTL) instead of a processed form with local
      quoting conventions.

When the resolver performs the indicated function, it usually has one of
the following results to pass back to the client:

   - One or more RRs giving the requested data.

     In this case the resolver returns the answer in the
     appropriate format.

   - A name error (NE).

     This happens when the referenced name does not exist.  For
     example, a user may have mistyped a host name.

   - A data not found error.

     This happens when the referenced name exists, but data of the
     appropriate type does not.  For example, a host address



Mockapetris                                                    [Page 30]

RFC 1034             Domain Concepts and Facilities        November 1987


     function applied to a mailbox name would return this error
     since the name exists, but no address RR is present.

It is important to note that the functions for translating between host
names and addresses may combine the "name error" and "data not found"
error conditions into a single type of error return, but the general
function should not.  One reason for this is that applications may ask
first for one type of information about a name followed by a second
request to the same name for some other type of information; if the two
errors are combined, then useless queries may slow the application.

5.2.2. Aliases

While attempting to resolve a particular request, the resolver may find
that the name in question is an alias.  For example, the resolver might
find that the name given for host name to address translation is an
alias when it finds the CNAME RR.  If possible, the alias condition
should be signalled back from the resolver to the client.

In most cases a resolver simply restarts the query at the new name when
it encounters a CNAME.  However, when performing the general function,
the resolver should not pursue aliases when the CNAME RR matches the
query type.  This allows queries which ask whether an alias is present.
For example, if the query type is CNAME, the user is interested in the
CNAME RR itself, and not the RRs at the name it points to.

Several special conditions can occur with aliases.  Multiple levels of
aliases should be avoided due to their lack of efficiency, but should
not be signalled as an error.  Alias loops and aliases which point to
non-existent names should be caught and an error condition passed back
to the client.

5.2.3. Temporary failures

In a less than perfect world, all resolvers will occasionally be unable
to resolve a particular request.  This condition can be caused by a
resolver which becomes separated from the rest of the network due to a
link failure or gateway problem, or less often by coincident failure or
unavailability of all servers for a particular domain.

It is essential that this sort of condition should not be signalled as a
name or data not present error to applications.  This sort of behavior
is annoying to humans, and can wreak havoc when mail systems use the
DNS.

While in some cases it is possible to deal with such a temporary problem
by blocking the request indefinitely, this is usually not a good choice,
particularly when the client is a server process that could move on to



Mockapetris                                                    [Page 31]

RFC 1034             Domain Concepts and Facilities        November 1987


other tasks.  The recommended solution is to always have temporary
failure as one of the possible results of a resolver function, even
though this may make emulation of existing HOSTS.TXT functions more
difficult.

5.3. Resolver internals

Every resolver implementation uses slightly different algorithms, and
typically spends much more logic dealing with errors of various sorts
than typical occurances.  This section outlines a recommended basic
strategy for resolver operation, but leaves details to [RFC-1035].

5.3.1. Stub resolvers

One option for implementing a resolver is to move the resolution
function out of the local machine and into a name server which supports
recursive queries.  This can provide an easy method of providing domain
service in a PC which lacks the resources to perform the resolver
function, or can centralize the cache for a whole local network or
organization.

All that the remaining stub needs is a list of name server addresses
that will perform the recursive requests.  This type of resolver
presumably needs the information in a configuration file, since it
probably lacks the sophistication to locate it in the domain database.
The user also needs to verify that the listed servers will perform the
recursive service; a name server is free to refuse to perform recursive
services for any or all clients.  The user should consult the local
system administrator to find name servers willing to perform the
service.

This type of service suffers from some drawbacks.  Since the recursive
requests may take an arbitrary amount of time to perform, the stub may
have difficulty optimizing retransmission intervals to deal with both
lost UDP packets and dead servers; the name server can be easily
overloaded by too zealous a stub if it interprets retransmissions as new
requests.  Use of TCP may be an answer, but TCP may well place burdens
on the host's capabilities which are similar to those of a real
resolver.

5.3.2. Resources

In addition to its own resources, the resolver may also have shared
access to zones maintained by a local name server.  This gives the
resolver the advantage of more rapid access, but the resolver must be
careful to never let cached information override zone data.  In this
discussion the term "local information" is meant to mean the union of
the cache and such shared zones, with the understanding that



Mockapetris                                                    [Page 32]

RFC 1034             Domain Concepts and Facilities        November 1987


authoritative data is always used in preference to cached data when both
are present.

The following resolver algorithm assumes that all functions have been
converted to a general lookup function, and uses the following data
structures to represent the state of a request in progress in the
resolver:

SNAME           the domain name we are searching for.

STYPE           the QTYPE of the search request.

SCLASS          the QCLASS of the search request.

SLIST           a structure which describes the name servers and the
                zone which the resolver is currently trying to query.
                This structure keeps track of the resolver's current
                best guess about which name servers hold the desired
                information; it is updated when arriving information
                changes the guess.  This structure includes the
                equivalent of a zone name, the known name servers for
                the zone, the known addresses for the name servers, and
                history information which can be used to suggest which
                server is likely to be the best one to try next.  The
                zone name equivalent is a match count of the number of
                labels from the root down which SNAME has in common with
                the zone being queried; this is used as a measure of how
                "close" the resolver is to SNAME.

SBELT           a "safety belt" structure of the same form as SLIST,
                which is initialized from a configuration file, and
                lists servers which should be used when the resolver
                doesn't have any local information to guide name server
                selection.  The match count will be -1 to indicate that
                no labels are known to match.

CACHE           A structure which stores the results from previous
                responses.  Since resolvers are responsible for
                discarding old RRs whose TTL has expired, most
                implementations convert the interval specified in
                arriving RRs to some sort of absolute time when the RR
                is stored in the cache.  Instead of counting the TTLs
                down individually, the resolver just ignores or discards
                old RRs when it runs across them in the course of a
                search, or discards them during periodic sweeps to
                reclaim the memory consumed by old RRs.





Mockapetris                                                    [Page 33]

RFC 1034             Domain Concepts and Facilities        November 1987


5.3.3. Algorithm

The top level algorithm has four steps:

   1. See if the answer is in local information, and if so return
      it to the client.

   2. Find the best servers to ask.

   3. Send them queries until one returns a response.

   4. Analyze the response, either:

         a. if the response answers the question or contains a name
            error, cache the data as well as returning it back to
            the client.

         b. if the response contains a better delegation to other
            servers, cache the delegation information, and go to
            step 2.

         c. if the response shows a CNAME and that is not the
            answer itself, cache the CNAME, change the SNAME to the
            canonical name in the CNAME RR and go to step 1.

         d. if the response shows a servers failure or other
            bizarre contents, delete the server from the SLIST and
            go back to step 3.

Step 1 searches the cache for the desired data. If the data is in the
cache, it is assumed to be good enough for normal use.  Some resolvers
have an option at the user interface which will force the resolver to
ignore the cached data and consult with an authoritative server.  This
is not recommended as the default.  If the resolver has direct access to
a name server's zones, it should check to see if the desired data is
present in authoritative form, and if so, use the authoritative data in
preference to cached data.

Step 2 looks for a name server to ask for the required data.  The
general strategy is to look for locally-available name server RRs,
starting at SNAME, then the parent domain name of SNAME, the
grandparent, and so on toward the root.  Thus if SNAME were
Mockapetris.ISI.EDU, this step would look for NS RRs for
Mockapetris.ISI.EDU, then ISI.EDU, then EDU, and then . (the root).
These NS RRs list the names of hosts for a zone at or above SNAME.  Copy
the names into SLIST.  Set up their addresses using local data.  It may
be the case that the addresses are not available.  The resolver has many
choices here; the best is to start parallel resolver processes looking



Mockapetris                                                    [Page 34]

RFC 1034             Domain Concepts and Facilities        November 1987


for the addresses while continuing onward with the addresses which are
available.  Obviously, the design choices and options are complicated
and a function of the local host's capabilities.  The recommended
priorities for the resolver designer are:

   1. Bound the amount of work (packets sent, parallel processes
      started) so that a request can't get into an infinite loop or
      start off a chain reaction of requests or queries with other
      implementations EVEN IF SOMEONE HAS INCORRECTLY CONFIGURED
      SOME DATA.

   2. Get back an answer if at all possible.

   3. Avoid unnecessary transmissions.

   4. Get the answer as quickly as possible.

If the search for NS RRs fails, then the resolver initializes SLIST from
the safety belt SBELT.  The basic idea is that when the resolver has no
idea what servers to ask, it should use information from a configuration
file that lists several servers which are expected to be helpful.
Although there are special situations, the usual choice is two of the
root servers and two of the servers for the host's domain.  The reason
for two of each is for redundancy.  The root servers will provide
eventual access to all of the domain space.  The two local servers will
allow the resolver to continue to resolve local names if the local
network becomes isolated from the internet due to gateway or link
failure.

In addition to the names and addresses of the servers, the SLIST data
structure can be sorted to use the best servers first, and to insure
that all addresses of all servers are used in a round-robin manner.  The
sorting can be a simple function of preferring addresses on the local
network over others, or may involve statistics from past events, such as
previous response times and batting averages.

Step 3 sends out queries until a response is received.  The strategy is
to cycle around all of the addresses for all of the servers with a
timeout between each transmission.  In practice it is important to use
all addresses of a multihomed host, and too aggressive a retransmission
policy actually slows response when used by multiple resolvers
contending for the same name server and even occasionally for a single
resolver.  SLIST typically contains data values to control the timeouts
and keep track of previous transmissions.

Step 4 involves analyzing responses.  The resolver should be highly
paranoid in its parsing of responses.  It should also check that the
response matches the query it sent using the ID field in the response.



Mockapetris                                                    [Page 35]

RFC 1034             Domain Concepts and Facilities        November 1987


The ideal answer is one from a server authoritative for the query which
either gives the required data or a name error.  The data is passed back
to the user and entered in the cache for future use if its TTL is
greater than zero.

If the response shows a delegation, the resolver should check to see
that the delegation is "closer" to the answer than the servers in SLIST
are.  This can be done by comparing the match count in SLIST with that
computed from SNAME and the NS RRs in the delegation.  If not, the reply
is bogus and should be ignored.  If the delegation is valid the NS
delegation RRs and any address RRs for the servers should be cached.
The name servers are entered in the SLIST, and the search is restarted.

If the response contains a CNAME, the search is restarted at the CNAME
unless the response has the data for the canonical name or if the CNAME
is the answer itself.

Details and implementation hints can be found in [RFC-1035].

6. A SCENARIO

In our sample domain space, suppose we wanted separate administrative
control for the root, MIL, EDU, MIT.EDU and ISI.EDU zones.  We might
allocate name servers as follows:


                                   |(C.ISI.EDU,SRI-NIC.ARPA
                                   | A.ISI.EDU)
             +---------------------+------------------+
             |                     |                  |
            MIL                   EDU                ARPA
             |(SRI-NIC.ARPA,       |(SRI-NIC.ARPA,    |
             | A.ISI.EDU           | C.ISI.EDU)       |
       +-----+-----+               |     +------+-----+-----+
       |     |     |               |     |      |           |
      BRL  NOSC  DARPA             |  IN-ADDR  SRI-NIC     ACC
                                   |
       +--------+------------------+---------------+--------+
       |        |                  |               |        |
      UCI      MIT                 |              UDEL     YALE
                |(XX.LCS.MIT.EDU, ISI
                |ACHILLES.MIT.EDU) |(VAXA.ISI.EDU,VENERA.ISI.EDU,
            +---+---+              | A.ISI.EDU)
            |       |              |
           LCS   ACHILLES +--+-----+-----+--------+
            |             |  |     |     |        |
            XX            A  C   VAXA  VENERA Mockapetris




Mockapetris                                                    [Page 36]

RFC 1034             Domain Concepts and Facilities        November 1987


In this example, the authoritative name server is shown in parentheses
at the point in the domain tree at which is assumes control.

Thus the root name servers are on C.ISI.EDU, SRI-NIC.ARPA, and
A.ISI.EDU.  The MIL domain is served by SRI-NIC.ARPA and A.ISI.EDU.  The
EDU domain is served by SRI-NIC.ARPA. and C.ISI.EDU.  Note that servers
may have zones which are contiguous or disjoint.  In this scenario,
C.ISI.EDU has contiguous zones at the root and EDU domains.  A.ISI.EDU
has contiguous zones at the root and MIL domains, but also has a non-
contiguous zone at ISI.EDU.

6.1. C.ISI.EDU name server

C.ISI.EDU is a name server for the root, MIL, and EDU domains of the IN
class, and would have zones for these domains.  The zone data for the
root domain might be:

    .       IN      SOA     SRI-NIC.ARPA. HOSTMASTER.SRI-NIC.ARPA. (
                            870611          ;serial
                            1800            ;refresh every 30 min
                            300             ;retry every 5 min
                            604800          ;expire after a week
                            86400)          ;minimum of a day
                    NS      A.ISI.EDU.
                    NS      C.ISI.EDU.
                    NS      SRI-NIC.ARPA.

    MIL.    86400   NS      SRI-NIC.ARPA.
            86400   NS      A.ISI.EDU.

    EDU.    86400   NS      SRI-NIC.ARPA.
            86400   NS      C.ISI.EDU.

    SRI-NIC.ARPA.   A       26.0.0.73
                    A       10.0.0.51
                    MX      0 SRI-NIC.ARPA.
                    HINFO   DEC-2060 TOPS20

    ACC.ARPA.       A       26.6.0.65
                    HINFO   PDP-11/70 UNIX
                    MX      10 ACC.ARPA.

    USC-ISIC.ARPA.  CNAME   C.ISI.EDU.

    73.0.0.26.IN-ADDR.ARPA.  PTR    SRI-NIC.ARPA.
    65.0.6.26.IN-ADDR.ARPA.  PTR    ACC.ARPA.
    51.0.0.10.IN-ADDR.ARPA.  PTR    SRI-NIC.ARPA.
    52.0.0.10.IN-ADDR.ARPA.  PTR    C.ISI.EDU.



Mockapetris                                                    [Page 37]

RFC 1034             Domain Concepts and Facilities        November 1987


    103.0.3.26.IN-ADDR.ARPA. PTR    A.ISI.EDU.

    A.ISI.EDU. 86400 A      26.3.0.103
    C.ISI.EDU. 86400 A      10.0.0.52

This data is represented as it would be in a master file.  Most RRs are
single line entries; the sole exception here is the SOA RR, which uses
"(" to start a multi-line RR and ")" to show the end of a multi-line RR.
Since the class of all RRs in a zone must be the same, only the first RR
in a zone need specify the class.  When a name server loads a zone, it
forces the TTL of all authoritative RRs to be at least the MINIMUM field
of the SOA, here 86400 seconds, or one day.  The NS RRs marking
delegation of the MIL and EDU domains, together with the glue RRs for
the servers host addresses, are not part of the authoritative data in
the zone, and hence have explicit TTLs.

Four RRs are attached to the root node: the SOA which describes the root
zone and the 3 NS RRs which list the name servers for the root.  The
data in the SOA RR describes the management of the zone.  The zone data
is maintained on host SRI-NIC.ARPA, and the responsible party for the
zone is HOSTMASTER@SRI-NIC.ARPA.  A key item in the SOA is the 86400
second minimum TTL, which means that all authoritative data in the zone
has at least that TTL, although higher values may be explicitly
specified.

The NS RRs for the MIL and EDU domains mark the boundary between the
root zone and the MIL and EDU zones.  Note that in this example, the
lower zones happen to be supported by name servers which also support
the root zone.

The master file for the EDU zone might be stated relative to the origin
EDU.  The zone data for the EDU domain might be:

    EDU.  IN SOA SRI-NIC.ARPA. HOSTMASTER.SRI-NIC.ARPA. (
                            870729 ;serial
                            1800 ;refresh every 30 minutes
                            300 ;retry every 5 minutes
                            604800 ;expire after a week
                            86400 ;minimum of a day
                            )
                    NS SRI-NIC.ARPA.
                    NS C.ISI.EDU.

    UCI 172800 NS ICS.UCI
                    172800 NS ROME.UCI
    ICS.UCI 172800 A 192.5.19.1
    ROME.UCI 172800 A 192.5.19.31




Mockapetris                                                    [Page 38]

RFC 1034             Domain Concepts and Facilities        November 1987


    ISI 172800 NS VAXA.ISI
                    172800 NS A.ISI
                    172800 NS VENERA.ISI.EDU.
    VAXA.ISI 172800 A 10.2.0.27
                    172800 A 128.9.0.33
    VENERA.ISI.EDU. 172800 A 10.1.0.52
                    172800 A 128.9.0.32
    A.ISI 172800 A 26.3.0.103

    UDEL.EDU.  172800 NS LOUIE.UDEL.EDU.
                    172800 NS UMN-REI-UC.ARPA.
    LOUIE.UDEL.EDU. 172800 A 10.0.0.96
                    172800 A 192.5.39.3

    YALE.EDU.  172800 NS YALE.ARPA.
    YALE.EDU.  172800 NS YALE-BULLDOG.ARPA.

    MIT.EDU.  43200 NS XX.LCS.MIT.EDU.
                      43200 NS ACHILLES.MIT.EDU.
    XX.LCS.MIT.EDU.  43200 A 10.0.0.44
    ACHILLES.MIT.EDU. 43200 A 18.72.0.8

Note the use of relative names here.  The owner name for the ISI.EDU. is
stated using a relative name, as are two of the name server RR contents.
Relative and absolute domain names may be freely intermixed in a master

6.2. Example standard queries

The following queries and responses illustrate name server behavior.
Unless otherwise noted, the queries do not have recursion desired (RD)
in the header.  Note that the answers to non-recursive queries do depend
on the server being asked, but do not depend on the identity of the
requester.


















Mockapetris                                                    [Page 39]

RFC 1034             Domain Concepts and Facilities        November 1987


6.2.1. QNAME=SRI-NIC.ARPA, QTYPE=A

The query would look like:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY                                     |
               +---------------------------------------------------+
    Question   | QNAME=SRI-NIC.ARPA., QCLASS=IN, QTYPE=A           |
               +---------------------------------------------------+
    Answer     | <empty>                                           |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

The response from C.ISI.EDU would be:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA                       |
               +---------------------------------------------------+
    Question   | QNAME=SRI-NIC.ARPA., QCLASS=IN, QTYPE=A           |
               +---------------------------------------------------+
    Answer     | SRI-NIC.ARPA. 86400 IN A 26.0.0.73                |
               |               86400 IN A 10.0.0.51                |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

The header of the response looks like the header of the query, except
that the RESPONSE bit is set, indicating that this message is a
response, not a query, and the Authoritative Answer (AA) bit is set
indicating that the address RRs in the answer section are from
authoritative data.  The question section of the response matches the
question section of the query.














Mockapetris                                                    [Page 40]

RFC 1034             Domain Concepts and Facilities        November 1987


If the same query was sent to some other server which was not
authoritative for SRI-NIC.ARPA, the response might be:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY,RESPONSE                            |
               +---------------------------------------------------+
    Question   | QNAME=SRI-NIC.ARPA., QCLASS=IN, QTYPE=A           |
               +---------------------------------------------------+
    Answer     | SRI-NIC.ARPA. 1777 IN A 10.0.0.51                 |
               |               1777 IN A 26.0.0.73                 |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

This response is different from the previous one in two ways: the header
does not have AA set, and the TTLs are different.  The inference is that
the data did not come from a zone, but from a cache.  The difference
between the authoritative TTL and the TTL here is due to aging of the
data in a cache.  The difference in ordering of the RRs in the answer
section is not significant.

6.2.2. QNAME=SRI-NIC.ARPA, QTYPE=*

A query similar to the previous one, but using a QTYPE of *, would
receive the following response from C.ISI.EDU:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA                       |
               +---------------------------------------------------+
    Question   | QNAME=SRI-NIC.ARPA., QCLASS=IN, QTYPE=*           |
               +---------------------------------------------------+
    Answer     | SRI-NIC.ARPA. 86400 IN  A     26.0.0.73           |
               |                         A     10.0.0.51           |
               |                         MX    0 SRI-NIC.ARPA.     |
               |                         HINFO DEC-2060 TOPS20     |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+









Mockapetris                                                    [Page 41]

RFC 1034             Domain Concepts and Facilities        November 1987


If a similar query was directed to two name servers which are not
authoritative for SRI-NIC.ARPA, the responses might be:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE                           |
               +---------------------------------------------------+
    Question   | QNAME=SRI-NIC.ARPA., QCLASS=IN, QTYPE=*           |
               +---------------------------------------------------+
    Answer     | SRI-NIC.ARPA. 12345 IN     A       26.0.0.73      |
               |                            A       10.0.0.51      |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

and

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE                           |
               +---------------------------------------------------+
    Question   | QNAME=SRI-NIC.ARPA., QCLASS=IN, QTYPE=*           |
               +---------------------------------------------------+
    Answer     | SRI-NIC.ARPA. 1290 IN HINFO  DEC-2060 TOPS20      |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

Neither of these answers have AA set, so neither response comes from
authoritative data.  The different contents and different TTLs suggest
that the two servers cached data at different times, and that the first
server cached the response to a QTYPE=A query and the second cached the
response to a HINFO query.
















Mockapetris                                                    [Page 42]

RFC 1034             Domain Concepts and Facilities        November 1987


6.2.3. QNAME=SRI-NIC.ARPA, QTYPE=MX

This type of query might be result from a mailer trying to look up
routing information for the mail destination HOSTMASTER@SRI-NIC.ARPA.
The response from C.ISI.EDU would be:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA                       |
               +---------------------------------------------------+
    Question   | QNAME=SRI-NIC.ARPA., QCLASS=IN, QTYPE=MX          |
               +---------------------------------------------------+
    Answer     | SRI-NIC.ARPA. 86400 IN     MX      0 SRI-NIC.ARPA.|
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | SRI-NIC.ARPA. 86400 IN     A       26.0.0.73      |
               |                            A       10.0.0.51      |
               +---------------------------------------------------+

This response contains the MX RR in the answer section of the response.
The additional section contains the address RRs because the name server
at C.ISI.EDU guesses that the requester will need the addresses in order
to properly use the information carried by the MX.

6.2.4. QNAME=SRI-NIC.ARPA, QTYPE=NS

C.ISI.EDU would reply to this query with:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA                       |
               +---------------------------------------------------+
    Question   | QNAME=SRI-NIC.ARPA., QCLASS=IN, QTYPE=NS          |
               +---------------------------------------------------+
    Answer     | <empty>                                           |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

The only difference between the response and the query is the AA and
RESPONSE bits in the header.  The interpretation of this response is
that the server is authoritative for the name, and the name exists, but
no RRs of type NS are present there.

6.2.5. QNAME=SIR-NIC.ARPA, QTYPE=A

If a user mistyped a host name, we might see this type of query.



Mockapetris                                                    [Page 43]

RFC 1034             Domain Concepts and Facilities        November 1987


C.ISI.EDU would answer it with:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA, RCODE=NE             |
               +---------------------------------------------------+
    Question   | QNAME=SIR-NIC.ARPA., QCLASS=IN, QTYPE=A           |
               +---------------------------------------------------+
    Answer     | <empty>                                           |
               +---------------------------------------------------+
    Authority  | . SOA SRI-NIC.ARPA. HOSTMASTER.SRI-NIC.ARPA.      |
               |       870611 1800 300 604800 86400                |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

This response states that the name does not exist.  This condition is
signalled in the response code (RCODE) section of the header.

The SOA RR in the authority section is the optional negative caching
information which allows the resolver using this response to assume that
the name will not exist for the SOA MINIMUM (86400) seconds.

6.2.6. QNAME=BRL.MIL, QTYPE=A

If this query is sent to C.ISI.EDU, the reply would be:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE                           |
               +---------------------------------------------------+
    Question   | QNAME=BRL.MIL, QCLASS=IN, QTYPE=A                 |
               +---------------------------------------------------+
    Answer     | <empty>                                           |
               +---------------------------------------------------+
    Authority  | MIL.             86400 IN NS       SRI-NIC.ARPA.  |
               |                  86400    NS       A.ISI.EDU.     |
               +---------------------------------------------------+
    Additional | A.ISI.EDU.                A        26.3.0.103     |
               | SRI-NIC.ARPA.             A        26.0.0.73      |
               |                           A        10.0.0.51      |
               +---------------------------------------------------+

This response has an empty answer section, but is not authoritative, so
it is a referral.  The name server on C.ISI.EDU, realizing that it is
not authoritative for the MIL domain, has referred the requester to
servers on A.ISI.EDU and SRI-NIC.ARPA, which it knows are authoritative
for the MIL domain.





Mockapetris                                                    [Page 44]

RFC 1034             Domain Concepts and Facilities        November 1987


6.2.7. QNAME=USC-ISIC.ARPA, QTYPE=A

The response to this query from A.ISI.EDU would be:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA                       |
               +---------------------------------------------------+
    Question   | QNAME=USC-ISIC.ARPA., QCLASS=IN, QTYPE=A          |
               +---------------------------------------------------+
    Answer     | USC-ISIC.ARPA. 86400 IN CNAME      C.ISI.EDU.     |
               | C.ISI.EDU.     86400 IN A          10.0.0.52      |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

Note that the AA bit in the header guarantees that the data matching
QNAME is authoritative, but does not say anything about whether the data
for C.ISI.EDU is authoritative.  This complete reply is possible because
A.ISI.EDU happens to be authoritative for both the ARPA domain where
USC-ISIC.ARPA is found and the ISI.EDU domain where C.ISI.EDU data is
found.

If the same query was sent to C.ISI.EDU, its response might be the same
as shown above if it had its own address in its cache, but might also
be:
























Mockapetris                                                    [Page 45]

RFC 1034             Domain Concepts and Facilities        November 1987


               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA                       |
               +---------------------------------------------------+
    Question   | QNAME=USC-ISIC.ARPA., QCLASS=IN, QTYPE=A          |
               +---------------------------------------------------+
    Answer     | USC-ISIC.ARPA.   86400 IN CNAME   C.ISI.EDU.      |
               +---------------------------------------------------+
    Authority  | ISI.EDU.        172800 IN NS      VAXA.ISI.EDU.   |
               |                           NS      A.ISI.EDU.      |
               |                           NS      VENERA.ISI.EDU. |
               +---------------------------------------------------+
    Additional | VAXA.ISI.EDU.   172800    A       10.2.0.27       |
               |                 172800    A       128.9.0.33      |
               | VENERA.ISI.EDU. 172800    A       10.1.0.52       |
               |                 172800    A       128.9.0.32      |
               | A.ISI.EDU.      172800    A       26.3.0.103      |
               +---------------------------------------------------+

This reply contains an authoritative reply for the alias USC-ISIC.ARPA,
plus a referral to the name servers for ISI.EDU.  This sort of reply
isn't very likely given that the query is for the host name of the name
server being asked, but would be common for other aliases.

6.2.8. QNAME=USC-ISIC.ARPA, QTYPE=CNAME

If this query is sent to either A.ISI.EDU or C.ISI.EDU, the reply would
be:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA                       |
               +---------------------------------------------------+
    Question   | QNAME=USC-ISIC.ARPA., QCLASS=IN, QTYPE=A          |
               +---------------------------------------------------+
    Answer     | USC-ISIC.ARPA. 86400 IN CNAME      C.ISI.EDU.     |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

Because QTYPE=CNAME, the CNAME RR itself answers the query, and the name
server doesn't attempt to look up anything for C.ISI.EDU.  (Except
possibly for the additional section.)

6.3. Example resolution

The following examples illustrate the operations a resolver must perform
for its client.  We assume that the resolver is starting without a



Mockapetris                                                    [Page 46]

RFC 1034             Domain Concepts and Facilities        November 1987


cache, as might be the case after system boot.  We further assume that
the system is not one of the hosts in the data and that the host is
located somewhere on net 26, and that its safety belt (SBELT) data
structure has the following information:

    Match count = -1
    SRI-NIC.ARPA.   26.0.0.73       10.0.0.51
    A.ISI.EDU.      26.3.0.103

This information specifies servers to try, their addresses, and a match
count of -1, which says that the servers aren't very close to the
target.  Note that the -1 isn't supposed to be an accurate closeness
measure, just a value so that later stages of the algorithm will work.

The following examples illustrate the use of a cache, so each example
assumes that previous requests have completed.

6.3.1. Resolve MX for ISI.EDU.

Suppose the first request to the resolver comes from the local mailer,
which has mail for PVM@ISI.EDU.  The mailer might then ask for type MX
RRs for the domain name ISI.EDU.

The resolver would look in its cache for MX RRs at ISI.EDU, but the
empty cache wouldn't be helpful.  The resolver would recognize that it
needed to query foreign servers and try to determine the best servers to
query.  This search would look for NS RRs for the domains ISI.EDU, EDU,
and the root.  These searches of the cache would also fail.  As a last
resort, the resolver would use the information from the SBELT, copying
it into its SLIST structure.

At this point the resolver would need to pick one of the three available
addresses to try.  Given that the resolver is on net 26, it should
choose either 26.0.0.73 or 26.3.0.103 as its first choice.  It would
then send off a query of the form:
















Mockapetris                                                    [Page 47]

RFC 1034             Domain Concepts and Facilities        November 1987


               +---------------------------------------------------+
    Header     | OPCODE=SQUERY                                     |
               +---------------------------------------------------+
    Question   | QNAME=ISI.EDU., QCLASS=IN, QTYPE=MX               |
               +---------------------------------------------------+
    Answer     | <empty>                                           |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

The resolver would then wait for a response to its query or a timeout.
If the timeout occurs, it would try different servers, then different
addresses of the same servers, lastly retrying addresses already tried.
It might eventually receive a reply from SRI-NIC.ARPA:

               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE                           |
               +---------------------------------------------------+
    Question   | QNAME=ISI.EDU., QCLASS=IN, QTYPE=MX               |
               +---------------------------------------------------+
    Answer     | <empty>                                           |
               +---------------------------------------------------+
    Authority  | ISI.EDU.        172800 IN NS       VAXA.ISI.EDU.  |
               |                           NS       A.ISI.EDU.     |
               |                           NS       VENERA.ISI.EDU.|
               +---------------------------------------------------+
    Additional | VAXA.ISI.EDU.   172800    A        10.2.0.27      |
               |                 172800    A        128.9.0.33     |
               | VENERA.ISI.EDU. 172800    A        10.1.0.52      |
               |                 172800    A        128.9.0.32     |
               | A.ISI.EDU.      172800    A        26.3.0.103     |
               +---------------------------------------------------+

The resolver would notice that the information in the response gave a
closer delegation to ISI.EDU than its existing SLIST (since it matches
three labels).  The resolver would then cache the information in this
response and use it to set up a new SLIST:

    Match count = 3
    A.ISI.EDU.      26.3.0.103
    VAXA.ISI.EDU.   10.2.0.27       128.9.0.33
    VENERA.ISI.EDU. 10.1.0.52       128.9.0.32

A.ISI.EDU appears on this list as well as the previous one, but that is
purely coincidental.  The resolver would again start transmitting and
waiting for responses.  Eventually it would get an answer:



Mockapetris                                                    [Page 48]

RFC 1034             Domain Concepts and Facilities        November 1987


               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA                       |
               +---------------------------------------------------+
    Question   | QNAME=ISI.EDU., QCLASS=IN, QTYPE=MX               |
               +---------------------------------------------------+
    Answer     | ISI.EDU.                MX 10 VENERA.ISI.EDU.     |
               |                         MX 20 VAXA.ISI.EDU.       |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | VAXA.ISI.EDU.   172800  A  10.2.0.27              |
               |                 172800  A  128.9.0.33             |
               | VENERA.ISI.EDU. 172800  A  10.1.0.52              |
               |                 172800  A  128.9.0.32             |
               +---------------------------------------------------+

The resolver would add this information to its cache, and return the MX
RRs to its client.

6.3.2. Get the host name for address 26.6.0.65

The resolver would translate this into a request for PTR RRs for
65.0.6.26.IN-ADDR.ARPA.  This information is not in the cache, so the
resolver would look for foreign servers to ask.  No servers would match,
so it would use SBELT again.  (Note that the servers for the ISI.EDU
domain are in the cache, but ISI.EDU is not an ancestor of
65.0.6.26.IN-ADDR.ARPA, so the SBELT is used.)

Since this request is within the authoritative data of both servers in
SBELT, eventually one would return:





















Mockapetris                                                    [Page 49]

RFC 1034             Domain Concepts and Facilities        November 1987


               +---------------------------------------------------+
    Header     | OPCODE=SQUERY, RESPONSE, AA                       |
               +---------------------------------------------------+
    Question   | QNAME=65.0.6.26.IN-ADDR.ARPA.,QCLASS=IN,QTYPE=PTR |
               +---------------------------------------------------+
    Answer     | 65.0.6.26.IN-ADDR.ARPA.    PTR     ACC.ARPA.      |
               +---------------------------------------------------+
    Authority  | <empty>                                           |
               +---------------------------------------------------+
    Additional | <empty>                                           |
               +---------------------------------------------------+

6.3.3. Get the host address of poneria.ISI.EDU

This request would translate into a type A request for poneria.ISI.EDU.
The resolver would not find any cached data for this name, but would
find the NS RRs in the cache for ISI.EDU when it looks for foreign
servers to ask.  Using this data, it would construct a SLIST of the
form:

    Match count = 3

    A.ISI.EDU.      26.3.0.103
    VAXA.ISI.EDU.   10.2.0.27       128.9.0.33
    VENERA.ISI.EDU. 10.1.0.52

A.ISI.EDU is listed first on the assumption that the resolver orders its
choices by preference, and A.ISI.EDU is on the same network.

One of these servers would answer the query.

7. REFERENCES and BIBLIOGRAPHY

[Dyer 87]       Dyer, S., and F. Hsu, "Hesiod", Project Athena
                Technical Plan - Name Service, April 1987, version 1.9.

                Describes the fundamentals of the Hesiod name service.

[IEN-116]       J. Postel, "Internet Name Server", IEN-116,
                USC/Information Sciences Institute, August 1979.

                A name service obsoleted by the Domain Name System, but
                still in use.








Mockapetris                                                    [Page 50]

RFC 1034             Domain Concepts and Facilities        November 1987


[Quarterman 86] Quarterman, J., and J. Hoskins, "Notable Computer
                Networks",Communications of the ACM, October 1986,
                volume 29, number 10.

[RFC-742]       K. Harrenstien, "NAME/FINGER", RFC-742, Network
                Information Center, SRI International, December 1977.

[RFC-768]       J. Postel, "User Datagram Protocol", RFC-768,
                USC/Information Sciences Institute, August 1980.

[RFC-793]       J. Postel, "Transmission Control Protocol", RFC-793,
                USC/Information Sciences Institute, September 1981.

[RFC-799]       D. Mills, "Internet Name Domains", RFC-799, COMSAT,
                September 1981.

                Suggests introduction of a hierarchy in place of a flat
                name space for the Internet.

[RFC-805]       J. Postel, "Computer Mail Meeting Notes", RFC-805,
                USC/Information Sciences Institute, February 1982.

[RFC-810]       E. Feinler, K. Harrenstien, Z. Su, and V. White, "DOD
                Internet Host Table Specification", RFC-810, Network
                Information Center, SRI International, March 1982.

                Obsolete.  See RFC-952.

[RFC-811]       K. Harrenstien, V. White, and E. Feinler, "Hostnames
                Server", RFC-811, Network Information Center, SRI
                International, March 1982.

                Obsolete.  See RFC-953.

[RFC-812]       K. Harrenstien, and V. White, "NICNAME/WHOIS", RFC-812,
                Network Information Center, SRI International, March
                1982.

[RFC-819]       Z. Su, and J. Postel, "The Domain Naming Convention for
                Internet User Applications", RFC-819, Network
                Information Center, SRI International, August 1982.

                Early thoughts on the design of the domain system.
                Current implementation is completely different.

[RFC-821]       J. Postel, "Simple Mail Transfer Protocol", RFC-821,
                USC/Information Sciences Institute, August 1980.




Mockapetris                                                    [Page 51]

RFC 1034             Domain Concepts and Facilities        November 1987


[RFC-830]       Z. Su, "A Distributed System for Internet Name Service",
                RFC-830, Network Information Center, SRI International,
                October 1982.

                Early thoughts on the design of the domain system.
                Current implementation is completely different.

[RFC-882]       P. Mockapetris, "Domain names - Concepts and
                Facilities," RFC-882, USC/Information Sciences
                Institute, November 1983.

                Superceeded by this memo.

[RFC-883]       P. Mockapetris, "Domain names - Implementation and
                Specification," RFC-883, USC/Information Sciences
                Institute, November 1983.

                Superceeded by this memo.

[RFC-920]       J. Postel and J. Reynolds, "Domain Requirements",
                RFC-920, USC/Information Sciences Institute
                October 1984.

                Explains the naming scheme for top level domains.

[RFC-952]       K. Harrenstien, M. Stahl, E. Feinler, "DoD Internet Host
                Table Specification", RFC-952, SRI, October 1985.

                Specifies the format of HOSTS.TXT, the host/address
                table replaced by the DNS.

[RFC-953]       K. Harrenstien, M. Stahl, E. Feinler, "HOSTNAME Server",
                RFC-953, SRI, October 1985.

                This RFC contains the official specification of the
                hostname server protocol, which is obsoleted by the DNS.
                This TCP based protocol accesses information stored in
                the RFC-952 format, and is used to obtain copies of the
                host table.

[RFC-973]       P. Mockapetris, "Domain System Changes and
                Observations", RFC-973, USC/Information Sciences
                Institute, January 1986.

                Describes changes to RFC-882 and RFC-883 and reasons for
                them.  Now obsolete.





Mockapetris                                                    [Page 52]

RFC 1034             Domain Concepts and Facilities        November 1987


[RFC-974]       C. Partridge, "Mail routing and the domain system",
                RFC-974, CSNET CIC BBN Labs, January 1986.

                Describes the transition from HOSTS.TXT based mail
                addressing to the more powerful MX system used with the
                domain system.

[RFC-1001]      NetBIOS Working Group, "Protocol standard for a NetBIOS
                service on a TCP/UDP transport: Concepts and Methods",
                RFC-1001, March 1987.

                This RFC and RFC-1002 are a preliminary design for
                NETBIOS on top of TCP/IP which proposes to base NetBIOS
                name service on top of the DNS.

[RFC-1002]      NetBIOS Working Group, "Protocol standard for a NetBIOS
                service on a TCP/UDP transport: Detailed
                Specifications", RFC-1002, March 1987.

[RFC-1010]      J. Reynolds and J. Postel, "Assigned Numbers", RFC-1010,
                USC/Information Sciences Institute, May 1987

                Contains socket numbers and mnemonics for host names,
                operating systems, etc.

[RFC-1031]      W. Lazear, "MILNET Name Domain Transition", RFC-1031,
                November 1987.

                Describes a plan for converting the MILNET to the DNS.

[RFC-1032]      M. K. Stahl, "Establishing a Domain - Guidelines for
                Administrators", RFC-1032, November 1987.

                Describes the registration policies used by the NIC to
                administer the top level domains and delegate subzones.

[RFC-1033]      M. K. Lottor, "Domain Administrators Operations Guide",
                RFC-1033, November 1987.

                A cookbook for domain administrators.

[Solomon 82]    M. Solomon, L. Landweber, and D. Neuhengen, "The CSNET
                Name Server", Computer Networks, vol 6, nr 3, July 1982.

                Describes a name service for CSNET which is independent
                from the DNS and DNS use in the CSNET.





Mockapetris                                                    [Page 53]

RFC 1034             Domain Concepts and Facilities        November 1987


Index

          A   12
          Absolute names   8
          Aliases   14, 31
          Authority   6
          AXFR   17

          Case of characters   7
          CH   12
          CNAME   12, 13, 31
          Completion queries   18

          Domain name   6, 7

          Glue RRs   20

          HINFO   12

          IN   12
          Inverse queries   16
          Iterative   4

          Label   7

          Mailbox names   9
          MX   12

          Name error   27, 36
          Name servers   5, 17
          NE   30
          Negative caching   44
          NS   12

          Opcode   16

          PTR   12

          QCLASS   16
          QTYPE   16

          RDATA   13
          Recursive   4
          Recursive service   22
          Relative names   7
          Resolvers   6
          RR   12




Mockapetris                                                    [Page 54]

RFC 1034             Domain Concepts and Facilities        November 1987


          Safety belt   33
          Sections   16
          SOA   12
          Standard queries   22

          Status queries   18
          Stub resolvers   32

          TTL   12, 13

          Wildcards   25

          Zone transfers   28
          Zones   19





































Mockapetris                                                    [Page 55]