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+Network Working Group R. Arends
+Request for Comments: 4033 Telematica Instituut
+Obsoletes: 2535, 3008, 3090, 3445, 3655, 3658, R. Austein
+ 3755, 3757, 3845 ISC
+Updates: 1034, 1035, 2136, 2181, 2308, 3225, M. Larson
+ 3007, 3597, 3226 VeriSign
+Category: Standards Track D. Massey
+ Colorado State University
+ S. Rose
+ NIST
+ March 2005
+
+
+ DNS Security Introduction and Requirements
+
+Status of This Memo
+
+ This document specifies an Internet standards track protocol for the
+ Internet community, and requests discussion and suggestions for
+ improvements. Please refer to the current edition of the "Internet
+ Official Protocol Standards" (STD 1) for the standardization state
+ and status of this protocol. Distribution of this memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The Internet Society (2005).
+
+Abstract
+
+ The Domain Name System Security Extensions (DNSSEC) add data origin
+ authentication and data integrity to the Domain Name System. This
+ document introduces these extensions and describes their capabilities
+ and limitations. This document also discusses the services that the
+ DNS security extensions do and do not provide. Last, this document
+ describes the interrelationships between the documents that
+ collectively describe DNSSEC.
+
+
+
+
+
+
+
+
+
+
+
+
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+Arends, et al. Standards Track [Page 1]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+Table of Contents
+
+ 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2
+ 2. Definitions of Important DNSSEC Terms . . . . . . . . . . . 3
+ 3. Services Provided by DNS Security . . . . . . . . . . . . . 7
+ 3.1. Data Origin Authentication and Data Integrity . . . . 7
+ 3.2. Authenticating Name and Type Non-Existence . . . . . . 9
+ 4. Services Not Provided by DNS Security . . . . . . . . . . . 9
+ 5. Scope of the DNSSEC Document Set and Last Hop Issues . . . . 9
+ 6. Resolver Considerations . . . . . . . . . . . . . . . . . . 10
+ 7. Stub Resolver Considerations . . . . . . . . . . . . . . . . 11
+ 8. Zone Considerations . . . . . . . . . . . . . . . . . . . . 12
+ 8.1. TTL Values vs. RRSIG Validity Period . . . . . . . . . 13
+ 8.2. New Temporal Dependency Issues for Zones . . . . . . . 13
+ 9. Name Server Considerations . . . . . . . . . . . . . . . . . 13
+ 10. DNS Security Document Family . . . . . . . . . . . . . . . . 14
+ 11. IANA Considerations . . . . . . . . . . . . . . . . . . . . 15
+ 12. Security Considerations . . . . . . . . . . . . . . . . . . 15
+ 13. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 17
+ 14. References . . . . . . . . . . . . . . . . . . . . . . . . . 17
+ 14.1. Normative References . . . . . . . . . . . . . . . . . 17
+ 14.2. Informative References . . . . . . . . . . . . . . . . 18
+ Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 20
+ Full Copyright Statement . . . . . . . . . . . . . . . . . . . . 21
+
+1. Introduction
+
+ This document introduces the Domain Name System Security Extensions
+ (DNSSEC). This document and its two companion documents ([RFC4034]
+ and [RFC4035]) update, clarify, and refine the security extensions
+ defined in [RFC2535] and its predecessors. These security extensions
+ consist of a set of new resource record types and modifications to
+ the existing DNS protocol ([RFC1035]). The new records and protocol
+ modifications are not fully described in this document, but are
+ described in a family of documents outlined in Section 10. Sections
+ 3 and 4 describe the capabilities and limitations of the security
+ extensions in greater detail. Section 5 discusses the scope of the
+ document set. Sections 6, 7, 8, and 9 discuss the effect that these
+ security extensions will have on resolvers, stub resolvers, zones,
+ and name servers.
+
+ This document and its two companions obsolete [RFC2535], [RFC3008],
+ [RFC3090], [RFC3445], [RFC3655], [RFC3658], [RFC3755], [RFC3757], and
+ [RFC3845]. This document set also updates but does not obsolete
+ [RFC1034], [RFC1035], [RFC2136], [RFC2181], [RFC2308], [RFC3225],
+ [RFC3007], [RFC3597], and the portions of [RFC3226] that deal with
+ DNSSEC.
+
+
+
+
+Arends, et al. Standards Track [Page 2]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ The DNS security extensions provide origin authentication and
+ integrity protection for DNS data, as well as a means of public key
+ distribution. These extensions do not provide confidentiality.
+
+2. Definitions of Important DNSSEC Terms
+
+ This section defines a number of terms used in this document set.
+ Because this is intended to be useful as a reference while reading
+ the rest of the document set, first-time readers may wish to skim
+ this section quickly, read the rest of this document, and then come
+ back to this section.
+
+ Authentication Chain: An alternating sequence of DNS public key
+ (DNSKEY) RRsets and Delegation Signer (DS) RRsets forms a chain of
+ signed data, with each link in the chain vouching for the next. A
+ DNSKEY RR is used to verify the signature covering a DS RR and
+ allows the DS RR to be authenticated. The DS RR contains a hash
+ of another DNSKEY RR and this new DNSKEY RR is authenticated by
+ matching the hash in the DS RR. This new DNSKEY RR in turn
+ authenticates another DNSKEY RRset and, in turn, some DNSKEY RR in
+ this set may be used to authenticate another DS RR, and so forth
+ until the chain finally ends with a DNSKEY RR whose corresponding
+ private key signs the desired DNS data. For example, the root
+ DNSKEY RRset can be used to authenticate the DS RRset for
+ "example." The "example." DS RRset contains a hash that matches
+ some "example." DNSKEY, and this DNSKEY's corresponding private
+ key signs the "example." DNSKEY RRset. Private key counterparts
+ of the "example." DNSKEY RRset sign data records such as
+ "www.example." and DS RRs for delegations such as
+ "subzone.example."
+
+ Authentication Key: A public key that a security-aware resolver has
+ verified and can therefore use to authenticate data. A
+ security-aware resolver can obtain authentication keys in three
+ ways. First, the resolver is generally configured to know about
+ at least one public key; this configured data is usually either
+ the public key itself or a hash of the public key as found in the
+ DS RR (see "trust anchor"). Second, the resolver may use an
+ authenticated public key to verify a DS RR and the DNSKEY RR to
+ which the DS RR refers. Third, the resolver may be able to
+ determine that a new public key has been signed by the private key
+ corresponding to another public key that the resolver has
+ verified. Note that the resolver must always be guided by local
+ policy when deciding whether to authenticate a new public key,
+ even if the local policy is simply to authenticate any new public
+ key for which the resolver is able verify the signature.
+
+
+
+
+
+Arends, et al. Standards Track [Page 3]
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+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ Authoritative RRset: Within the context of a particular zone, an
+ RRset is "authoritative" if and only if the owner name of the
+ RRset lies within the subset of the name space that is at or below
+ the zone apex and at or above the cuts that separate the zone from
+ its children, if any. All RRsets at the zone apex are
+ authoritative, except for certain RRsets at this domain name that,
+ if present, belong to this zone's parent. These RRset could
+ include a DS RRset, the NSEC RRset referencing this DS RRset (the
+ "parental NSEC"), and RRSIG RRs associated with these RRsets, all
+ of which are authoritative in the parent zone. Similarly, if this
+ zone contains any delegation points, only the parental NSEC RRset,
+ DS RRsets, and any RRSIG RRs associated with these RRsets are
+ authoritative for this zone.
+
+ Delegation Point: Term used to describe the name at the parental side
+ of a zone cut. That is, the delegation point for "foo.example"
+ would be the foo.example node in the "example" zone (as opposed to
+ the zone apex of the "foo.example" zone). See also zone apex.
+
+ Island of Security: Term used to describe a signed, delegated zone
+ that does not have an authentication chain from its delegating
+ parent. That is, there is no DS RR containing a hash of a DNSKEY
+ RR for the island in its delegating parent zone (see [RFC4034]).
+ An island of security is served by security-aware name servers and
+ may provide authentication chains to any delegated child zones.
+ Responses from an island of security or its descendents can only
+ be authenticated if its authentication keys can be authenticated
+ by some trusted means out of band from the DNS protocol.
+
+ Key Signing Key (KSK): An authentication key that corresponds to a
+ private key used to sign one or more other authentication keys for
+ a given zone. Typically, the private key corresponding to a key
+ signing key will sign a zone signing key, which in turn has a
+ corresponding private key that will sign other zone data. Local
+ policy may require that the zone signing key be changed
+ frequently, while the key signing key may have a longer validity
+ period in order to provide a more stable secure entry point into
+ the zone. Designating an authentication key as a key signing key
+ is purely an operational issue: DNSSEC validation does not
+ distinguish between key signing keys and other DNSSEC
+ authentication keys, and it is possible to use a single key as
+ both a key signing key and a zone signing key. Key signing keys
+ are discussed in more detail in [RFC3757]. Also see zone signing
+ key.
+
+
+
+
+
+
+
+Arends, et al. Standards Track [Page 4]
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+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ Non-Validating Security-Aware Stub Resolver: A security-aware stub
+ resolver that trusts one or more security-aware recursive name
+ servers to perform most of the tasks discussed in this document
+ set on its behalf. In particular, a non-validating security-aware
+ stub resolver is an entity that sends DNS queries, receives DNS
+ responses, and is capable of establishing an appropriately secured
+ channel to a security-aware recursive name server that will
+ provide these services on behalf of the security-aware stub
+ resolver. See also security-aware stub resolver, validating
+ security-aware stub resolver.
+
+ Non-Validating Stub Resolver: A less tedious term for a
+ non-validating security-aware stub resolver.
+
+ Security-Aware Name Server: An entity acting in the role of a name
+ server (defined in section 2.4 of [RFC1034]) that understands the
+ DNS security extensions defined in this document set. In
+ particular, a security-aware name server is an entity that
+ receives DNS queries, sends DNS responses, supports the EDNS0
+ ([RFC2671]) message size extension and the DO bit ([RFC3225]), and
+ supports the RR types and message header bits defined in this
+ document set.
+
+ Security-Aware Recursive Name Server: An entity that acts in both the
+ security-aware name server and security-aware resolver roles. A
+ more cumbersome but equivalent phrase would be "a security-aware
+ name server that offers recursive service".
+
+ Security-Aware Resolver: An entity acting in the role of a resolver
+ (defined in section 2.4 of [RFC1034]) that understands the DNS
+ security extensions defined in this document set. In particular,
+ a security-aware resolver is an entity that sends DNS queries,
+ receives DNS responses, supports the EDNS0 ([RFC2671]) message
+ size extension and the DO bit ([RFC3225]), and is capable of using
+ the RR types and message header bits defined in this document set
+ to provide DNSSEC services.
+
+ Security-Aware Stub Resolver: An entity acting in the role of a stub
+ resolver (defined in section 5.3.1 of [RFC1034]) that has enough
+ of an understanding the DNS security extensions defined in this
+ document set to provide additional services not available from a
+ security-oblivious stub resolver. Security-aware stub resolvers
+ may be either "validating" or "non-validating", depending on
+ whether the stub resolver attempts to verify DNSSEC signatures on
+ its own or trusts a friendly security-aware name server to do so.
+ See also validating stub resolver, non-validating stub resolver.
+
+
+
+
+
+Arends, et al. Standards Track [Page 5]
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+RFC 4033 DNS Security Introduction and Requirements March 2005
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+
+ Security-Oblivious <anything>: An <anything> that is not
+ "security-aware".
+
+ Signed Zone: A zone whose RRsets are signed and that contains
+ properly constructed DNSKEY, Resource Record Signature (RRSIG),
+ Next Secure (NSEC), and (optionally) DS records.
+
+ Trust Anchor: A configured DNSKEY RR or DS RR hash of a DNSKEY RR. A
+ validating security-aware resolver uses this public key or hash as
+ a starting point for building the authentication chain to a signed
+ DNS response. In general, a validating resolver will have to
+ obtain the initial values of its trust anchors via some secure or
+ trusted means outside the DNS protocol. Presence of a trust
+ anchor also implies that the resolver should expect the zone to
+ which the trust anchor points to be signed.
+
+ Unsigned Zone: A zone that is not signed.
+
+ Validating Security-Aware Stub Resolver: A security-aware resolver
+ that sends queries in recursive mode but that performs signature
+ validation on its own rather than just blindly trusting an
+ upstream security-aware recursive name server. See also
+ security-aware stub resolver, non-validating security-aware stub
+ resolver.
+
+ Validating Stub Resolver: A less tedious term for a validating
+ security-aware stub resolver.
+
+ Zone Apex: Term used to describe the name at the child's side of a
+ zone cut. See also delegation point.
+
+ Zone Signing Key (ZSK): An authentication key that corresponds to a
+ private key used to sign a zone. Typically, a zone signing key
+ will be part of the same DNSKEY RRset as the key signing key whose
+ corresponding private key signs this DNSKEY RRset, but the zone
+ signing key is used for a slightly different purpose and may
+ differ from the key signing key in other ways, such as validity
+ lifetime. Designating an authentication key as a zone signing key
+ is purely an operational issue; DNSSEC validation does not
+ distinguish between zone signing keys and other DNSSEC
+ authentication keys, and it is possible to use a single key as
+ both a key signing key and a zone signing key. See also key
+ signing key.
+
+
+
+
+
+
+
+
+Arends, et al. Standards Track [Page 6]
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+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+3. Services Provided by DNS Security
+
+ The Domain Name System (DNS) security extensions provide origin
+ authentication and integrity assurance services for DNS data,
+ including mechanisms for authenticated denial of existence of DNS
+ data. These mechanisms are described below.
+
+ These mechanisms require changes to the DNS protocol. DNSSEC adds
+ four new resource record types: Resource Record Signature (RRSIG),
+ DNS Public Key (DNSKEY), Delegation Signer (DS), and Next Secure
+ (NSEC). It also adds two new message header bits: Checking Disabled
+ (CD) and Authenticated Data (AD). In order to support the larger DNS
+ message sizes that result from adding the DNSSEC RRs, DNSSEC also
+ requires EDNS0 support ([RFC2671]). Finally, DNSSEC requires support
+ for the DNSSEC OK (DO) EDNS header bit ([RFC3225]) so that a
+ security-aware resolver can indicate in its queries that it wishes to
+ receive DNSSEC RRs in response messages.
+
+ These services protect against most of the threats to the Domain Name
+ System described in [RFC3833]. Please see Section 12 for a
+ discussion of the limitations of these extensions.
+
+3.1. Data Origin Authentication and Data Integrity
+
+ DNSSEC provides authentication by associating cryptographically
+ generated digital signatures with DNS RRsets. These digital
+ signatures are stored in a new resource record, the RRSIG record.
+ Typically, there will be a single private key that signs a zone's
+ data, but multiple keys are possible. For example, there may be keys
+ for each of several different digital signature algorithms. If a
+ security-aware resolver reliably learns a zone's public key, it can
+ authenticate that zone's signed data. An important DNSSEC concept is
+ that the key that signs a zone's data is associated with the zone
+ itself and not with the zone's authoritative name servers. (Public
+ keys for DNS transaction authentication mechanisms may also appear in
+ zones, as described in [RFC2931], but DNSSEC itself is concerned with
+ object security of DNS data, not channel security of DNS
+ transactions. The keys associated with transaction security may be
+ stored in different RR types. See [RFC3755] for details.)
+
+ A security-aware resolver can learn a zone's public key either by
+ having a trust anchor configured into the resolver or by normal DNS
+ resolution. To allow the latter, public keys are stored in a new
+ type of resource record, the DNSKEY RR. Note that the private keys
+ used to sign zone data must be kept secure and should be stored
+ offline when practical. To discover a public key reliably via DNS
+ resolution, the target key itself has to be signed by either a
+ configured authentication key or another key that has been
+
+
+
+Arends, et al. Standards Track [Page 7]
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+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ authenticated previously. Security-aware resolvers authenticate zone
+ information by forming an authentication chain from a newly learned
+ public key back to a previously known authentication public key,
+ which in turn either has been configured into the resolver or must
+ have been learned and verified previously. Therefore, the resolver
+ must be configured with at least one trust anchor.
+
+ If the configured trust anchor is a zone signing key, then it will
+ authenticate the associated zone; if the configured key is a key
+ signing key, it will authenticate a zone signing key. If the
+ configured trust anchor is the hash of a key rather than the key
+ itself, the resolver may have to obtain the key via a DNS query. To
+ help security-aware resolvers establish this authentication chain,
+ security-aware name servers attempt to send the signature(s) needed
+ to authenticate a zone's public key(s) in the DNS reply message along
+ with the public key itself, provided that there is space available in
+ the message.
+
+ The Delegation Signer (DS) RR type simplifies some of the
+ administrative tasks involved in signing delegations across
+ organizational boundaries. The DS RRset resides at a delegation
+ point in a parent zone and indicates the public key(s) corresponding
+ to the private key(s) used to self-sign the DNSKEY RRset at the
+ delegated child zone's apex. The administrator of the child zone, in
+ turn, uses the private key(s) corresponding to one or more of the
+ public keys in this DNSKEY RRset to sign the child zone's data. The
+ typical authentication chain is therefore
+ DNSKEY->[DS->DNSKEY]*->RRset, where "*" denotes zero or more
+ DS->DNSKEY subchains. DNSSEC permits more complex authentication
+ chains, such as additional layers of DNSKEY RRs signing other DNSKEY
+ RRs within a zone.
+
+ A security-aware resolver normally constructs this authentication
+ chain from the root of the DNS hierarchy down to the leaf zones based
+ on configured knowledge of the public key for the root. Local
+ policy, however, may also allow a security-aware resolver to use one
+ or more configured public keys (or hashes of public keys) other than
+ the root public key, may not provide configured knowledge of the root
+ public key, or may prevent the resolver from using particular public
+ keys for arbitrary reasons, even if those public keys are properly
+ signed with verifiable signatures. DNSSEC provides mechanisms by
+ which a security-aware resolver can determine whether an RRset's
+ signature is "valid" within the meaning of DNSSEC. In the final
+ analysis, however, authenticating both DNS keys and data is a matter
+ of local policy, which may extend or even override the protocol
+ extensions defined in this document set. See Section 5 for further
+ discussion.
+
+
+
+
+Arends, et al. Standards Track [Page 8]
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+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+3.2. Authenticating Name and Type Non-Existence
+
+ The security mechanism described in Section 3.1 only provides a way
+ to sign existing RRsets in a zone. The problem of providing negative
+ responses with the same level of authentication and integrity
+ requires the use of another new resource record type, the NSEC
+ record. The NSEC record allows a security-aware resolver to
+ authenticate a negative reply for either name or type non-existence
+ with the same mechanisms used to authenticate other DNS replies. Use
+ of NSEC records requires a canonical representation and ordering for
+ domain names in zones. Chains of NSEC records explicitly describe
+ the gaps, or "empty space", between domain names in a zone and list
+ the types of RRsets present at existing names. Each NSEC record is
+ signed and authenticated using the mechanisms described in Section
+ 3.1.
+
+4. Services Not Provided by DNS Security
+
+ DNS was originally designed with the assumptions that the DNS will
+ return the same answer to any given query regardless of who may have
+ issued the query, and that all data in the DNS is thus visible.
+ Accordingly, DNSSEC is not designed to provide confidentiality,
+ access control lists, or other means of differentiating between
+ inquirers.
+
+ DNSSEC provides no protection against denial of service attacks.
+ Security-aware resolvers and security-aware name servers are
+ vulnerable to an additional class of denial of service attacks based
+ on cryptographic operations. Please see Section 12 for details.
+
+ The DNS security extensions provide data and origin authentication
+ for DNS data. The mechanisms outlined above are not designed to
+ protect operations such as zone transfers and dynamic update
+ ([RFC2136], [RFC3007]). Message authentication schemes described in
+ [RFC2845] and [RFC2931] address security operations that pertain to
+ these transactions.
+
+5. Scope of the DNSSEC Document Set and Last Hop Issues
+
+ The specification in this document set defines the behavior for zone
+ signers and security-aware name servers and resolvers in such a way
+ that the validating entities can unambiguously determine the state of
+ the data.
+
+ A validating resolver can determine the following 4 states:
+
+ Secure: The validating resolver has a trust anchor, has a chain of
+ trust, and is able to verify all the signatures in the response.
+
+
+
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+RFC 4033 DNS Security Introduction and Requirements March 2005
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+
+ Insecure: The validating resolver has a trust anchor, a chain of
+ trust, and, at some delegation point, signed proof of the
+ non-existence of a DS record. This indicates that subsequent
+ branches in the tree are provably insecure. A validating resolver
+ may have a local policy to mark parts of the domain space as
+ insecure.
+
+ Bogus: The validating resolver has a trust anchor and a secure
+ delegation indicating that subsidiary data is signed, but the
+ response fails to validate for some reason: missing signatures,
+ expired signatures, signatures with unsupported algorithms, data
+ missing that the relevant NSEC RR says should be present, and so
+ forth.
+
+ Indeterminate: There is no trust anchor that would indicate that a
+ specific portion of the tree is secure. This is the default
+ operation mode.
+
+ This specification only defines how security-aware name servers can
+ signal non-validating stub resolvers that data was found to be bogus
+ (using RCODE=2, "Server Failure"; see [RFC4035]).
+
+ There is a mechanism for security-aware name servers to signal
+ security-aware stub resolvers that data was found to be secure (using
+ the AD bit; see [RFC4035]).
+
+ This specification does not define a format for communicating why
+ responses were found to be bogus or marked as insecure. The current
+ signaling mechanism does not distinguish between indeterminate and
+ insecure states.
+
+ A method for signaling advanced error codes and policy between a
+ security-aware stub resolver and security-aware recursive nameservers
+ is a topic for future work, as is the interface between a security-
+ aware resolver and the applications that use it. Note, however, that
+ the lack of the specification of such communication does not prohibit
+ deployment of signed zones or the deployment of security aware
+ recursive name servers that prohibit propagation of bogus data to the
+ applications.
+
+6. Resolver Considerations
+
+ A security-aware resolver has to be able to perform cryptographic
+ functions necessary to verify digital signatures using at least the
+ mandatory-to-implement algorithm(s). Security-aware resolvers must
+ also be capable of forming an authentication chain from a newly
+ learned zone back to an authentication key, as described above. This
+ process might require additional queries to intermediate DNS zones to
+
+
+
+Arends, et al. Standards Track [Page 10]
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+
+
+ obtain necessary DNSKEY, DS, and RRSIG records. A security-aware
+ resolver should be configured with at least one trust anchor as the
+ starting point from which it will attempt to establish authentication
+ chains.
+
+ If a security-aware resolver is separated from the relevant
+ authoritative name servers by a recursive name server or by any sort
+ of intermediary device that acts as a proxy for DNS, and if the
+ recursive name server or intermediary device is not security-aware,
+ the security-aware resolver may not be capable of operating in a
+ secure mode. For example, if a security-aware resolver's packets are
+ routed through a network address translation (NAT) device that
+ includes a DNS proxy that is not security-aware, the security-aware
+ resolver may find it difficult or impossible to obtain or validate
+ signed DNS data. The security-aware resolver may have a particularly
+ difficult time obtaining DS RRs in such a case, as DS RRs do not
+ follow the usual DNS rules for ownership of RRs at zone cuts. Note
+ that this problem is not specific to NATs: any security-oblivious DNS
+ software of any kind between the security-aware resolver and the
+ authoritative name servers will interfere with DNSSEC.
+
+ If a security-aware resolver must rely on an unsigned zone or a name
+ server that is not security aware, the resolver may not be able to
+ validate DNS responses and will need a local policy on whether to
+ accept unverified responses.
+
+ A security-aware resolver should take a signature's validation period
+ into consideration when determining the TTL of data in its cache, to
+ avoid caching signed data beyond the validity period of the
+ signature. However, it should also allow for the possibility that
+ the security-aware resolver's own clock is wrong. Thus, a
+ security-aware resolver that is part of a security-aware recursive
+ name server will have to pay careful attention to the DNSSEC
+ "checking disabled" (CD) bit ([RFC4034]). This is in order to avoid
+ blocking valid signatures from getting through to other
+ security-aware resolvers that are clients of this recursive name
+ server. See [RFC4035] for how a secure recursive server handles
+ queries with the CD bit set.
+
+7. Stub Resolver Considerations
+
+ Although not strictly required to do so by the protocol, most DNS
+ queries originate from stub resolvers. Stub resolvers, by
+ definition, are minimal DNS resolvers that use recursive query mode
+ to offload most of the work of DNS resolution to a recursive name
+ server. Given the widespread use of stub resolvers, the DNSSEC
+
+
+
+
+
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+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ architecture has to take stub resolvers into account, but the
+ security features needed in a stub resolver differ in some respects
+ from those needed in a security-aware iterative resolver.
+
+ Even a security-oblivious stub resolver may benefit from DNSSEC if
+ the recursive name servers it uses are security-aware, but for the
+ stub resolver to place any real reliance on DNSSEC services, the stub
+ resolver must trust both the recursive name servers in question and
+ the communication channels between itself and those name servers.
+ The first of these issues is a local policy issue: in essence, a
+ security-oblivious stub resolver has no choice but to place itself at
+ the mercy of the recursive name servers that it uses, as it does not
+ perform DNSSEC validity checks on its own. The second issue requires
+ some kind of channel security mechanism; proper use of DNS
+ transaction authentication mechanisms such as SIG(0) ([RFC2931]) or
+ TSIG ([RFC2845]) would suffice, as would appropriate use of IPsec.
+ Particular implementations may have other choices available, such as
+ operating system specific interprocess communication mechanisms.
+ Confidentiality is not needed for this channel, but data integrity
+ and message authentication are.
+
+ A security-aware stub resolver that does trust both its recursive
+ name servers and its communication channel to them may choose to
+ examine the setting of the Authenticated Data (AD) bit in the message
+ header of the response messages it receives. The stub resolver can
+ use this flag bit as a hint to find out whether the recursive name
+ server was able to validate signatures for all of the data in the
+ Answer and Authority sections of the response.
+
+ There is one more step that a security-aware stub resolver can take
+ if, for whatever reason, it is not able to establish a useful trust
+ relationship with the recursive name servers that it uses: it can
+ perform its own signature validation by setting the Checking Disabled
+ (CD) bit in its query messages. A validating stub resolver is thus
+ able to treat the DNSSEC signatures as trust relationships between
+ the zone administrators and the stub resolver itself.
+
+8. Zone Considerations
+
+ There are several differences between signed and unsigned zones. A
+ signed zone will contain additional security-related records (RRSIG,
+ DNSKEY, DS, and NSEC records). RRSIG and NSEC records may be
+ generated by a signing process prior to serving the zone. The RRSIG
+ records that accompany zone data have defined inception and
+ expiration times that establish a validity period for the signatures
+ and the zone data the signatures cover.
+
+
+
+
+
+Arends, et al. Standards Track [Page 12]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+8.1. TTL Values vs. RRSIG Validity Period
+
+ It is important to note the distinction between a RRset's TTL value
+ and the signature validity period specified by the RRSIG RR covering
+ that RRset. DNSSEC does not change the definition or function of the
+ TTL value, which is intended to maintain database coherency in
+ caches. A caching resolver purges RRsets from its cache no later
+ than the end of the time period specified by the TTL fields of those
+ RRsets, regardless of whether the resolver is security-aware.
+
+ The inception and expiration fields in the RRSIG RR ([RFC4034]), on
+ the other hand, specify the time period during which the signature
+ can be used to validate the covered RRset. The signatures associated
+ with signed zone data are only valid for the time period specified by
+ these fields in the RRSIG RRs in question. TTL values cannot extend
+ the validity period of signed RRsets in a resolver's cache, but the
+ resolver may use the time remaining before expiration of the
+ signature validity period of a signed RRset as an upper bound for the
+ TTL of the signed RRset and its associated RRSIG RR in the resolver's
+ cache.
+
+8.2. New Temporal Dependency Issues for Zones
+
+ Information in a signed zone has a temporal dependency that did not
+ exist in the original DNS protocol. A signed zone requires regular
+ maintenance to ensure that each RRset in the zone has a current valid
+ RRSIG RR. The signature validity period of an RRSIG RR is an
+ interval during which the signature for one particular signed RRset
+ can be considered valid, and the signatures of different RRsets in a
+ zone may expire at different times. Re-signing one or more RRsets in
+ a zone will change one or more RRSIG RRs, which will in turn require
+ incrementing the zone's SOA serial number to indicate that a zone
+ change has occurred and re-signing the SOA RRset itself. Thus,
+ re-signing any RRset in a zone may also trigger DNS NOTIFY messages
+ and zone transfer operations.
+
+9. Name Server Considerations
+
+ A security-aware name server should include the appropriate DNSSEC
+ records (RRSIG, DNSKEY, DS, and NSEC) in all responses to queries
+ from resolvers that have signaled their willingness to receive such
+ records via use of the DO bit in the EDNS header, subject to message
+ size limitations. Because inclusion of these DNSSEC RRs could easily
+ cause UDP message truncation and fallback to TCP, a security-aware
+ name server must also support the EDNS "sender's UDP payload"
+ mechanism.
+
+
+
+
+
+Arends, et al. Standards Track [Page 13]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ If possible, the private half of each DNSSEC key pair should be kept
+ offline, but this will not be possible for a zone for which DNS
+ dynamic update has been enabled. In the dynamic update case, the
+ primary master server for the zone will have to re-sign the zone when
+ it is updated, so the private key corresponding to the zone signing
+ key will have to be kept online. This is an example of a situation
+ in which the ability to separate the zone's DNSKEY RRset into zone
+ signing key(s) and key signing key(s) may be useful, as the key
+ signing key(s) in such a case can still be kept offline and may have
+ a longer useful lifetime than the zone signing key(s).
+
+ By itself, DNSSEC is not enough to protect the integrity of an entire
+ zone during zone transfer operations, as even a signed zone contains
+ some unsigned, nonauthoritative data if the zone has any children.
+ Therefore, zone maintenance operations will require some additional
+ mechanisms (most likely some form of channel security, such as TSIG,
+ SIG(0), or IPsec).
+
+10. DNS Security Document Family
+
+ The DNSSEC document set can be partitioned into several main groups,
+ under the larger umbrella of the DNS base protocol documents.
+
+ The "DNSSEC protocol document set" refers to the three documents that
+ form the core of the DNS security extensions:
+
+ 1. DNS Security Introduction and Requirements (this document)
+
+ 2. Resource Records for DNS Security Extensions [RFC4034]
+
+ 3. Protocol Modifications for the DNS Security Extensions [RFC4035]
+
+ Additionally, any document that would add to or change the core DNS
+ Security extensions would fall into this category. This includes any
+ future work on the communication between security-aware stub
+ resolvers and upstream security-aware recursive name servers.
+
+ The "Digital Signature Algorithm Specification" document set refers
+ to the group of documents that describe how specific digital
+ signature algorithms should be implemented to fit the DNSSEC resource
+ record format. Each document in this set deals with a specific
+ digital signature algorithm. Please see the appendix on "DNSSEC
+ Algorithm and Digest Types" in [RFC4034] for a list of the algorithms
+ that were defined when this core specification was written.
+
+ The "Transaction Authentication Protocol" document set refers to the
+ group of documents that deal with DNS message authentication,
+ including secret key establishment and verification. Although not
+
+
+
+Arends, et al. Standards Track [Page 14]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ strictly part of the DNSSEC specification as defined in this set of
+ documents, this group is noted because of its relationship to DNSSEC.
+
+ The final document set, "New Security Uses", refers to documents that
+ seek to use proposed DNS Security extensions for other security
+ related purposes. DNSSEC does not provide any direct security for
+ these new uses but may be used to support them. Documents that fall
+ in this category include those describing the use of DNS in the
+ storage and distribution of certificates ([RFC2538]).
+
+11. IANA Considerations
+
+ This overview document introduces no new IANA considerations. Please
+ see [RFC4034] for a complete review of the IANA considerations
+ introduced by DNSSEC.
+
+12. Security Considerations
+
+ This document introduces DNS security extensions and describes the
+ document set that contains the new security records and DNS protocol
+ modifications. The extensions provide data origin authentication and
+ data integrity using digital signatures over resource record sets.
+ This section discusses the limitations of these extensions.
+
+ In order for a security-aware resolver to validate a DNS response,
+ all zones along the path from the trusted starting point to the zone
+ containing the response zones must be signed, and all name servers
+ and resolvers involved in the resolution process must be
+ security-aware, as defined in this document set. A security-aware
+ resolver cannot verify responses originating from an unsigned zone,
+ from a zone not served by a security-aware name server, or for any
+ DNS data that the resolver is only able to obtain through a recursive
+ name server that is not security-aware. If there is a break in the
+ authentication chain such that a security-aware resolver cannot
+ obtain and validate the authentication keys it needs, then the
+ security-aware resolver cannot validate the affected DNS data.
+
+ This document briefly discusses other methods of adding security to a
+ DNS query, such as using a channel secured by IPsec or using a DNS
+ transaction authentication mechanism such as TSIG ([RFC2845]) or
+ SIG(0) ([RFC2931]), but transaction security is not part of DNSSEC
+ per se.
+
+ A non-validating security-aware stub resolver, by definition, does
+ not perform DNSSEC signature validation on its own and thus is
+ vulnerable both to attacks on (and by) the security-aware recursive
+ name servers that perform these checks on its behalf and to attacks
+ on its communication with those security-aware recursive name
+
+
+
+Arends, et al. Standards Track [Page 15]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ servers. Non-validating security-aware stub resolvers should use
+ some form of channel security to defend against the latter threat.
+ The only known defense against the former threat would be for the
+ security-aware stub resolver to perform its own signature validation,
+ at which point, again by definition, it would no longer be a
+ non-validating security-aware stub resolver.
+
+ DNSSEC does not protect against denial of service attacks. DNSSEC
+ makes DNS vulnerable to a new class of denial of service attacks
+ based on cryptographic operations against security-aware resolvers
+ and security-aware name servers, as an attacker can attempt to use
+ DNSSEC mechanisms to consume a victim's resources. This class of
+ attacks takes at least two forms. An attacker may be able to consume
+ resources in a security-aware resolver's signature validation code by
+ tampering with RRSIG RRs in response messages or by constructing
+ needlessly complex signature chains. An attacker may also be able to
+ consume resources in a security-aware name server that supports DNS
+ dynamic update, by sending a stream of update messages that force the
+ security-aware name server to re-sign some RRsets in the zone more
+ frequently than would otherwise be necessary.
+
+ Due to a deliberate design choice, DNSSEC does not provide
+ confidentiality.
+
+ DNSSEC introduces the ability for a hostile party to enumerate all
+ the names in a zone by following the NSEC chain. NSEC RRs assert
+ which names do not exist in a zone by linking from existing name to
+ existing name along a canonical ordering of all the names within a
+ zone. Thus, an attacker can query these NSEC RRs in sequence to
+ obtain all the names in a zone. Although this is not an attack on
+ the DNS itself, it could allow an attacker to map network hosts or
+ other resources by enumerating the contents of a zone.
+
+ DNSSEC introduces significant additional complexity to the DNS and
+ thus introduces many new opportunities for implementation bugs and
+ misconfigured zones. In particular, enabling DNSSEC signature
+ validation in a resolver may cause entire legitimate zones to become
+ effectively unreachable due to DNSSEC configuration errors or bugs.
+
+ DNSSEC does not protect against tampering with unsigned zone data.
+ Non-authoritative data at zone cuts (glue and NS RRs in the parent
+ zone) are not signed. This does not pose a problem when validating
+ the authentication chain, but it does mean that the non-authoritative
+ data itself is vulnerable to tampering during zone transfer
+ operations. Thus, while DNSSEC can provide data origin
+ authentication and data integrity for RRsets, it cannot do so for
+ zones, and other mechanisms (such as TSIG, SIG(0), or IPsec) must be
+ used to protect zone transfer operations.
+
+
+
+Arends, et al. Standards Track [Page 16]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ Please see [RFC4034] and [RFC4035] for additional security
+ considerations.
+
+13. Acknowledgements
+
+ This document was created from the input and ideas of the members of
+ the DNS Extensions Working Group. Although explicitly listing
+ everyone who has contributed during the decade in which DNSSEC has
+ been under development would be impossible, the editors would
+ particularly like to thank the following people for their
+ contributions to and comments on this document set: Jaap Akkerhuis,
+ Mark Andrews, Derek Atkins, Roy Badami, Alan Barrett, Dan Bernstein,
+ David Blacka, Len Budney, Randy Bush, Francis Dupont, Donald
+ Eastlake, Robert Elz, Miek Gieben, Michael Graff, Olafur Gudmundsson,
+ Gilles Guette, Andreas Gustafsson, Jun-ichiro Itojun Hagino, Phillip
+ Hallam-Baker, Bob Halley, Ted Hardie, Walter Howard, Greg Hudson,
+ Christian Huitema, Johan Ihren, Stephen Jacob, Jelte Jansen, Simon
+ Josefsson, Andris Kalnozols, Peter Koch, Olaf Kolkman, Mark Kosters,
+ Suresh Krishnaswamy, Ben Laurie, David Lawrence, Ted Lemon, Ed Lewis,
+ Ted Lindgreen, Josh Littlefield, Rip Loomis, Bill Manning, Russ
+ Mundy, Thomas Narten, Mans Nilsson, Masataka Ohta, Mike Patton, Rob
+ Payne, Jim Reid, Michael Richardson, Erik Rozendaal, Marcos Sanz,
+ Pekka Savola, Jakob Schlyter, Mike StJohns, Paul Vixie, Sam Weiler,
+ Brian Wellington, and Suzanne Woolf.
+
+ No doubt the above list is incomplete. We apologize to anyone we
+ left out.
+
+14. References
+
+14.1. Normative References
+
+ [RFC1034] Mockapetris, P., "Domain names - concepts and facilities",
+ STD 13, RFC 1034, November 1987.
+
+ [RFC1035] Mockapetris, P., "Domain names - implementation and
+ specification", STD 13, RFC 1035, November 1987.
+
+ [RFC2535] Eastlake 3rd, D., "Domain Name System Security
+ Extensions", RFC 2535, March 1999.
+
+ [RFC2671] Vixie, P., "Extension Mechanisms for DNS (EDNS0)", RFC
+ 2671, August 1999.
+
+ [RFC3225] Conrad, D., "Indicating Resolver Support of DNSSEC", RFC
+ 3225, December 2001.
+
+
+
+
+
+Arends, et al. Standards Track [Page 17]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ [RFC3226] Gudmundsson, O., "DNSSEC and IPv6 A6 aware server/resolver
+ message size requirements", RFC 3226, December 2001.
+
+ [RFC3445] Massey, D. and S. Rose, "Limiting the Scope of the KEY
+ Resource Record (RR)", RFC 3445, December 2002.
+
+ [RFC4034] Arends, R., Austein, R., Larson, M., Massey, D., and S.
+ Rose, "Resource Records for DNS Security Extensions", RFC
+ 4034, March 2005.
+
+ [RFC4035] Arends, R., Austein, R., Larson, M., Massey, D., and S.
+ Rose, "Protocol Modifications for the DNS Security
+ Extensions", RFC 4035, March 2005.
+
+14.2. Informative References
+
+ [RFC2136] Vixie, P., Thomson, S., Rekhter, Y., and J. Bound,
+ "Dynamic Updates in the Domain Name System (DNS UPDATE)",
+ RFC 2136, April 1997.
+
+ [RFC2181] Elz, R. and R. Bush, "Clarifications to the DNS
+ Specification", RFC 2181, July 1997.
+
+ [RFC2308] Andrews, M., "Negative Caching of DNS Queries (DNS
+ NCACHE)", RFC 2308, March 1998.
+
+ [RFC2538] Eastlake 3rd, D. and O. Gudmundsson, "Storing Certificates
+ in the Domain Name System (DNS)", RFC 2538, March 1999.
+
+ [RFC2845] Vixie, P., Gudmundsson, O., Eastlake 3rd, D., and B.
+ Wellington, "Secret Key Transaction Authentication for DNS
+ (TSIG)", RFC 2845, May 2000.
+
+ [RFC2931] Eastlake 3rd, D., "DNS Request and Transaction Signatures
+ ( SIG(0)s )", RFC 2931, September 2000.
+
+ [RFC3007] Wellington, B., "Secure Domain Name System (DNS) Dynamic
+ Update", RFC 3007, November 2000.
+
+ [RFC3008] Wellington, B., "Domain Name System Security (DNSSEC)
+ Signing Authority", RFC 3008, November 2000.
+
+ [RFC3090] Lewis, E., "DNS Security Extension Clarification on Zone
+ Status", RFC 3090, March 2001.
+
+ [RFC3597] Gustafsson, A., "Handling of Unknown DNS Resource Record
+ (RR) Types", RFC 3597, September 2003.
+
+
+
+
+Arends, et al. Standards Track [Page 18]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+ [RFC3655] Wellington, B. and O. Gudmundsson, "Redefinition of DNS
+ Authenticated Data (AD) bit", RFC 3655, November 2003.
+
+ [RFC3658] Gudmundsson, O., "Delegation Signer (DS) Resource Record
+ (RR)", RFC 3658, December 2003.
+
+ [RFC3755] Weiler, S., "Legacy Resolver Compatibility for Delegation
+ Signer (DS)", RFC 3755, May 2004.
+
+ [RFC3757] Kolkman, O., Schlyter, J., and E. Lewis, "Domain Name
+ System KEY (DNSKEY) Resource Record (RR) Secure Entry
+ Point (SEP) Flag", RFC 3757, April 2004.
+
+ [RFC3833] Atkins, D. and R. Austein, "Threat Analysis of the Domain
+ Name System (DNS)", RFC 3833, August 2004.
+
+ [RFC3845] Schlyter, J., "DNS Security (DNSSEC) NextSECure (NSEC)
+ RDATA Format", RFC 3845, August 2004.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Arends, et al. Standards Track [Page 19]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+Authors' Addresses
+
+ Roy Arends
+ Telematica Instituut
+ Brouwerijstraat 1
+ 7523 XC Enschede
+ NL
+
+ EMail: roy.arends@telin.nl
+
+
+ Rob Austein
+ Internet Systems Consortium
+ 950 Charter Street
+ Redwood City, CA 94063
+ USA
+
+ EMail: sra@isc.org
+
+
+ Matt Larson
+ VeriSign, Inc.
+ 21345 Ridgetop Circle
+ Dulles, VA 20166-6503
+ USA
+
+ EMail: mlarson@verisign.com
+
+
+ Dan Massey
+ Colorado State University
+ Department of Computer Science
+ Fort Collins, CO 80523-1873
+
+ EMail: massey@cs.colostate.edu
+
+
+ Scott Rose
+ National Institute for Standards and Technology
+ 100 Bureau Drive
+ Gaithersburg, MD 20899-8920
+ USA
+
+ EMail: scott.rose@nist.gov
+
+
+
+
+
+
+
+Arends, et al. Standards Track [Page 20]
+
+RFC 4033 DNS Security Introduction and Requirements March 2005
+
+
+Full Copyright Statement
+
+ Copyright (C) The Internet Society (2005).
+
+ This document is subject to the rights, licenses and restrictions
+ contained in BCP 78, and except as set forth therein, the authors
+ retain all their rights.
+
+ This document and the information contained herein are provided on an
+ "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
+ OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
+ ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
+ INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
+ INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
+ WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+Intellectual Property
+
+ The IETF takes no position regarding the validity or scope of any
+ Intellectual Property Rights or other rights that might be claimed to
+ pertain to the implementation or use of the technology described in
+ this document or the extent to which any license under such rights
+ might or might not be available; nor does it represent that it has
+ made any independent effort to identify any such rights. Information
+ on the procedures with respect to rights in RFC documents can be
+ found in BCP 78 and BCP 79.
+
+ Copies of IPR disclosures made to the IETF Secretariat and any
+ assurances of licenses to be made available, or the result of an
+ attempt made to obtain a general license or permission for the use of
+ such proprietary rights by implementers or users of this
+ specification can be obtained from the IETF on-line IPR repository at
+ http://www.ietf.org/ipr.
+
+ The IETF invites any interested party to bring to its attention any
+ copyrights, patents or patent applications, or other proprietary
+ rights that may cover technology that may be required to implement
+ this standard. Please address the information to the IETF at ietf-
+ ipr@ietf.org.
+
+Acknowledgement
+
+ Funding for the RFC Editor function is currently provided by the
+ Internet Society.
+
+
+
+
+
+
+
+Arends, et al. Standards Track [Page 21]
+