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+Network Working Group E. Lewis
+Request for Comments: 3090 NAI Labs
+Category: Standards Track March 2001
+
+
+ DNS Security Extension Clarification on Zone Status
+
+Status of this Memo
+
+ This document specifies an Internet standards track protocol for the
+ Internet community, and requests discussion and suggestions for
+ improvements. Please refer to the current edition of the "Internet
+ Official Protocol Standards" (STD 1) for the standardization state
+ and status of this protocol. Distribution of this memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The Internet Society (2001). All Rights Reserved.
+
+Abstract
+
+ The definition of a secured zone is presented, clarifying and
+ updating sections of RFC 2535. RFC 2535 defines a zone to be secured
+ based on a per algorithm basis, e.g., a zone can be secured with RSA
+ keys, and not secured with DSA keys. This document changes this to
+ define a zone to be secured or not secured regardless of the key
+ algorithm used (or not used). To further simplify the determination
+ of a zone's status, "experimentally secure" status is deprecated.
+
+1 Introduction
+
+ Whether a DNS zone is "secured" or not is a question asked in at
+ least four contexts. A zone administrator asks the question when
+ configuring a zone to use DNSSEC. A dynamic update server asks the
+ question when an update request arrives, which may require DNSSEC
+ processing. A delegating zone asks the question of a child zone when
+ the parent enters data indicating the status the child. A resolver
+ asks the question upon receipt of data belonging to the zone.
+
+1.1 When a Zone's Status is Important
+
+ A zone administrator needs to be able to determine what steps are
+ needed to make the zone as secure as it can be. Realizing that due
+ to the distributed nature of DNS and its administration, any single
+ zone is at the mercy of other zones when it comes to the appearance
+ of security. This document will define what makes a zone qualify as
+ secure.
+
+
+
+
+Lewis Standards Track [Page 1]
+
+RFC 3090 DNS Security Extension on Zone Status March 2001
+
+
+ A name server performing dynamic updates needs to know whether a zone
+ being updated is to have signatures added to the updated data, NXT
+ records applied, and other required processing. In this case, it is
+ conceivable that the name server is configured with the knowledge,
+ but being able to determine the status of a zone by examining the
+ data is a desirable alternative to configuration parameters.
+
+ A delegating zone is required to indicate whether a child zone is
+ secured. The reason for this requirement lies in the way in which a
+ resolver makes its own determination about a zone (next paragraph).
+ To shorten a long story, a parent needs to know whether a child
+ should be considered secured. This is a two part question. Under
+ what circumstances does a parent consider a child zone to be secure,
+ and how does a parent know if the child conforms?
+
+ A resolver needs to know if a zone is secured when the resolver is
+ processing data from the zone. Ultimately, a resolver needs to know
+ whether or not to expect a usable signature covering the data. How
+ this determination is done is out of the scope of this document,
+ except that, in some cases, the resolver will need to contact the
+ parent of the zone to see if the parent states that the child is
+ secured.
+
+1.2 Islands of Security
+
+ The goal of DNSSEC is to have each zone secured, from the root zone
+ and the top-level domains down the hierarchy to the leaf zones.
+ Transitioning from an unsecured DNS, as we have now, to a fully
+ secured - or "as much as will be secured" - tree will take some time.
+ During this time, DNSSEC will be applied in various locations in the
+ tree, not necessarily "top down."
+
+ For example, at a particular instant, the root zone and the "test."
+ TLD might be secured, but region1.test. might not be. (For
+ reference, let's assume that region2.test. is secured.) However,
+ subarea1.region1.test. may have gone through the process of becoming
+ secured, along with its delegations. The dilemma here is that
+ subarea1 cannot get its zone keys properly signed as its parent zone,
+ region1, is not secured.
+
+ The colloquial phrase describing the collection of contiguous secured
+ zones at or below subarea1.region1.test. is an "island of security."
+ The only way in which a DNSSEC resolver will come to trust any data
+ from this island is if the resolver is pre-configured with the zone
+ key(s) for subarea1.region1.test., i.e., the root of the island of
+ security. Other resolvers (not so configured) will recognize this
+ island as unsecured.
+
+
+
+
+Lewis Standards Track [Page 2]
+
+RFC 3090 DNS Security Extension on Zone Status March 2001
+
+
+ An island of security begins with one zone whose public key is pre-
+ configured in resolvers. Within this island are subzones which are
+ also secured. The "bottom" of the island is defined by delegations
+ to unsecured zones. One island may also be on top of another -
+ meaning that there is at least one unsecured zone between the bottom
+ of the upper island and the root of the lower secured island.
+
+ Although both subarea1.region1.test. and region2.test. have both been
+ properly brought to a secured state by the administering staff, only
+ the latter of the two is actually "globally" secured - in the sense
+ that all DNSSEC resolvers can and will verify its data. The former,
+ subarea1, will be seen as secured by a subset of those resolvers,
+ just those appropriately configured. This document refers to such
+ zones as being "locally" secured.
+
+ In RFC 2535, there is a provision for "certification authorities,"
+ entities that will sign public keys for zones such as subarea1.
+ There is another document, [RFC3008], that restricts this activity.
+ Regardless of the other document, resolvers would still need proper
+ configuration to be able to use the certification authority to verify
+ the data for the subarea1 island.
+
+1.2.1 Determining the closest security root
+
+ Given a domain, in order to determine whether it is secure or not,
+ the first step is to determine the closest security root. The
+ closest security root is the top of an island of security whose name
+ has the most matching (in order from the root) right-most labels to
+ the given domain.
+
+ For example, given a name "sub.domain.testing.signed.exp.test.", and
+ given the secure roots "exp.test.", "testing.signed.exp.test." and
+ "not-the-same.xy.", the middle one is the closest. The first secure
+ root shares 2 labels, the middle 4, and the last 0.
+
+ The reason why the closest is desired is to eliminate false senses of
+ insecurity because of a NULL key. Continuing with the example, the
+ reason both "testing..." and "exp.test." are listed as secure root is
+ presumably because "signed.exp.test." is unsecured (has a NULL key).
+ If we started to descend from "exp.test." to our given domain
+ (sub...), we would encounter a NULL key and conclude that sub... was
+ unsigned. However, if we descend from "testing..." and find keys
+ "domain...." then we can conclude that "sub..." is secured.
+
+ Note that this example assumes one-label deep zones, and assumes that
+ we do not configure overlapping islands of security. To be clear,
+ the definition given should exclude "short.xy.test." from being a
+ closest security root for "short.xy." even though 2 labels match.
+
+
+
+Lewis Standards Track [Page 3]
+
+RFC 3090 DNS Security Extension on Zone Status March 2001
+
+
+ Overlapping islands of security introduce no conceptually interesting
+ ideas and do not impact the protocol in anyway. However, protocol
+ implementers are advised to make sure their code is not thrown for a
+ loop by overlaps. Overlaps are sure to be configuration problems as
+ islands of security grow to encompass larger regions of the name
+ space.
+
+1.3 Parent Statement of Child Security
+
+ In 1.1 of this document, there is the comment "the parent states that
+ the child is secured." This has caused quite a bit of confusion.
+
+ The need to have the parent "state" the status of a child is derived
+ from the following observation. If you are looking to see if an
+ answer is secured, that it comes from an "island of security" and is
+ properly signed, you must begin at the (appropriate) root of the
+ island of security.
+
+ To find the answer you are inspecting, you may have to descend
+ through zones within the island of security. Beginning with the
+ trusted root of the island, you descend into the next zone down. As
+ you trust the upper zone, you need to get data from it about the next
+ zone down, otherwise there is a vulnerable point in which a zone can
+ be hijacked. When or if you reach a point of traversing from a
+ secured zone to an unsecured zone, you have left the island of
+ security and should conclude that the answer is unsecured.
+
+ However, in RFC 2535, section 2.3.4, these words seem to conflict
+ with the need to have the parent "state" something about a child:
+
+ There MUST be a zone KEY RR, signed by its superzone, for every
+ subzone if the superzone is secure. This will normally appear in
+ the subzone and may also be included in the superzone. But, in
+ the case of an unsecured subzone which can not or will not be
+ modified to add any security RRs, a KEY declaring the subzone to
+ be unsecured MUST appear with the superzone signature in the
+ superzone, if the superzone is secure.
+
+ The confusion here is that in RFC 2535, a secured parent states that
+ a child is secured by SAYING NOTHING ("may also be" as opposed to
+ "MUST also be"). This is counter intuitive, the fact that an absence
+ of data means something is "secured." This notion, while acceptable
+ in a theoretic setting has met with some discomfort in an operation
+ setting. However, the use of "silence" to state something does
+ indeed work in this case, so there hasn't been sufficient need
+ demonstrated to change the definition.
+
+
+
+
+
+Lewis Standards Track [Page 4]
+
+RFC 3090 DNS Security Extension on Zone Status March 2001
+
+
+1.4 Impact on RFC 2535
+
+ This document updates sections of RFC 2535. The definition of a
+ secured zone is an update to section 3.4 of the RFC. Section 3.4 is
+ updated to eliminate the definition of experimental keys and
+ illustrate a way to still achieve the functionality they were
+ designed to provide. Section 3.1.3 is updated by the specifying the
+ value of the protocol octet in a zone key.
+
+1.5 "MUST" and other key words
+
+ The key words "MUST", "REQUIRED", "SHOULD", "RECOMMENDED", and "MAY"
+ in this document are to be interpreted as described in [RFC 2119].
+ Currently, only "MUST" is used in this document.
+
+2 Status of a Zone
+
+ In this section, rules governing a zone's DNSSEC status are
+ presented. There are three levels of security defined: global,
+ local, and unsecured. A zone is globally secure when it complies
+ with the strictest set of DNSSEC processing rules. A zone is locally
+ secured when it is configured in such a way that only resolvers that
+ are appropriately configured see the zone as secured. All other
+ zones are unsecured.
+
+ Note: there currently is no document completely defining DNSSEC
+ verification rules. For the purposes of this document, the strictest
+ rules are assumed to state that the verification chain of zone keys
+ parallels the delegation tree up to the root zone. (See 2.b below.)
+ This is not intended to disallow alternate verification paths, just
+ to establish a baseline definition.
+
+ To avoid repetition in the rules below, the following terms are
+ defined.
+
+ 2.a Zone signing KEY RR - A KEY RR whose flag field has the value 01
+ for name type (indicating a zone key) and either value 00 or value 01
+ for key type (indicating a key permitted to authenticate data). (See
+ RFC 2535, section 3.1.2). The KEY RR also has a protocol octet value
+ of DNSSEC (3) or ALL (255).
+
+ The definition updates RFC 2535's definition of a zone key. The
+ requirement that the protocol field be either DNSSEC or ALL is a new
+ requirement (a change to section 3.1.3.)
+
+ 2.b On-tree Validation - The authorization model in which only the
+ parent zone is recognized to supply a DNSSEC-meaningful signature
+ that is used by a resolver to build a chain of trust from the child's
+
+
+
+Lewis Standards Track [Page 5]
+
+RFC 3090 DNS Security Extension on Zone Status March 2001
+
+
+ keys to a recognized root of security. The term "on-tree" refers to
+ following the DNS domain hierarchy (upwards) to reach a trusted key,
+ presumably the root key if no other key is available. The term
+ "validation" refers to the digital signature by the parent to prove
+ the integrity, authentication and authorization of the child's key to
+ sign the child's zone data.
+
+ 2.c Off-tree Validation - Any authorization model that permits domain
+ names other than the parent's to provide a signature over a child's
+ zone keys that will enable a resolver to trust the keys.
+
+2.1 Globally Secured
+
+ A globally secured zone, in a nutshell, is a zone that uses only
+ mandatory to implement algorithms (RFC 2535, section 3.2) and relies
+ on a key certification chain that parallels the delegation tree (on-
+ tree validation). Globally secured zones are defined by the
+ following rules.
+
+ 2.1.a. The zone's apex MUST have a KEY RR set. There MUST be at
+ least one zone signing KEY RR (2.a) of a mandatory to implement
+ algorithm in the set.
+
+ 2.1.b. The zone's apex KEY RR set MUST be signed by a private key
+ belonging to the parent zone. The private key's public companion
+ MUST be a zone signing KEY RR (2.a) of a mandatory to implement
+ algorithm and owned by the parent's apex.
+
+ If a zone cannot get a conforming signature from the parent zone, the
+ child zone cannot be considered globally secured. The only exception
+ to this is the root zone, for which there is no parent zone.
+
+ 2.1.c. NXT records MUST be deployed throughout the zone. (Clarifies
+ RFC 2535, section 2.3.2.) Note: there is some operational discomfort
+ with the current NXT record. This requirement is open to
+ modification when two things happen. First, an alternate mechanism
+ to the NXT is defined and second, a means by which a zone can
+ indicate that it is using an alternate method.
+
+ 2.1.d. Each RR set that qualifies for zone membership MUST be signed
+ by a key that is in the apex's KEY RR set and is a zone signing KEY
+ RR (2.a) of a mandatory to implement algorithm. (Updates 2535,
+ section 2.3.1.)
+
+ Mentioned earlier, the root zone is a special case. The root zone
+ will be considered to be globally secured provided that if conforms
+ to the rules for locally secured, with the exception that rule 2.1.a.
+ be also met (mandatory to implement requirement).
+
+
+
+Lewis Standards Track [Page 6]
+
+RFC 3090 DNS Security Extension on Zone Status March 2001
+
+
+2.2 Locally Secured
+
+ The term "locally" stems from the likely hood that the only resolvers
+ to be configured for a particular zone will be resolvers "local" to
+ an organization.
+
+ A locally secured zone is a zone that complies with rules like those
+ for a globally secured zone with the following exceptions. The
+ signing keys may be of an algorithm that is not mandatory to
+ implement and/or the verification of the zone keys in use may rely on
+ a verification chain that is not parallel to the delegation tree
+ (off-tree validation).
+
+ 2.2.a. The zone's apex MUST have a KEY RR set. There MUST be at
+ least one zone signing KEY RR (2.a) in the set.
+
+ 2.2.b. The zone's apex KEY RR set MUST be signed by a private key and
+ one of the following two subclauses MUST hold true.
+
+ 2.2.b.1 The private key's public companion MUST be pre-configured in
+ all the resolvers of interest.
+
+ 2.2.b.2 The private key's public companion MUST be a zone signing KEY
+ RR (2.a) authorized to provide validation of the zone's apex KEY RR
+ set, as recognized by resolvers of interest.
+
+ The previous sentence is trying to convey the notion of using a
+ trusted third party to provide validation of keys. If the domain
+ name owning the validating key is not the parent zone, the domain
+ name must represent someone the resolver trusts to provide
+ validation.
+
+ 2.2.c. NXT records MUST be deployed throughout the zone. Note: see
+ the discussion following 2.1.c.
+
+ 2.2.d. Each RR set that qualifies for zone membership MUST be signed
+ by a key that is in the apex's KEY RR set and is a zone signing KEY
+ RR (2.a). (Updates 2535, section 2.3.1.)
+
+2.3 Unsecured
+
+ All other zones qualify as unsecured. This includes zones that are
+ designed to be experimentally secure, as defined in a later section
+ on that topic.
+
+
+
+
+
+
+
+Lewis Standards Track [Page 7]
+
+RFC 3090 DNS Security Extension on Zone Status March 2001
+
+
+2.4 Wrap up
+
+ The designation of globally secured, locally secured, and unsecured
+ are merely labels to apply to zones, based on their contents.
+ Resolvers, when determining whether a signature is expected or not,
+ will only see a zone as secured or unsecured.
+
+ Resolvers that follow the most restrictive DNSSEC verification rules
+ will only see globally secured zones as secured, and all others as
+ unsecured, including zones which are locally secured. Resolvers that
+ are not as restrictive, such as those that implement algorithms in
+ addition to the mandatory to implement algorithms, will see some
+ locally secured zones as secured.
+
+ The intent of the labels "global" and "local" is to identify the
+ specific attributes of a zone. The words are chosen to assist in the
+ writing of a document recommending the actions a zone administrator
+ take in making use of the DNS security extensions. The words are
+ explicitly not intended to convey a state of compliance with DNS
+ security standards.
+
+3 Experimental Status
+
+ The purpose of an experimentally secured zone is to facilitate the
+ migration from an unsecured zone to a secured zone. This distinction
+ is dropped.
+
+ The objective of facilitating the migration can be achieved without a
+ special designation of an experimentally secure status.
+ Experimentally secured is a special case of locally secured. A zone
+ administrator can achieve this by publishing a zone with signatures
+ and configuring a set of test resolvers with the corresponding public
+ keys. Even if the public key is published in a KEY RR, as long as
+ there is no parent signature, the resolvers will need some pre-
+ configuration to know to process the signatures. This allows a zone
+ to be secured with in the sphere of the experiment, yet still be
+ registered as unsecured in the general Internet.
+
+4 IANA Considerations
+
+ This document does not request any action from an assigned number
+ authority nor recommends any actions.
+
+
+
+
+
+
+
+
+
+Lewis Standards Track [Page 8]
+
+RFC 3090 DNS Security Extension on Zone Status March 2001
+
+
+5 Security Considerations
+
+ Without a means to enforce compliance with specified protocols or
+ recommended actions, declaring a DNS zone to be "completely" secured
+ is impossible. Even if, assuming an omnipotent view of DNS, one can
+ declare a zone to be properly configured for security, and all of the
+ zones up to the root too, a misbehaving resolver could be duped into
+ believing bad data. If a zone and resolver comply, a non-compliant
+ or subverted parent could interrupt operations. The best that can be
+ hoped for is that all parties are prepared to be judged secure and
+ that security incidents can be traced to the cause in short order.
+
+6 Acknowledgements
+
+ The need to refine the definition of a secured zone has become
+ apparent through the efforts of the participants at two DNSSEC
+ workshops, sponsored by the NIC-SE (.se registrar), CAIRN (a DARPA-
+ funded research network), and other workshops. Further discussions
+ leading to the document include Olafur Gudmundsson, Russ Mundy,
+ Robert Watson, and Brian Wellington. Roy Arends, Ted Lindgreen and
+ others have contributed significant input via the namedroppers
+ mailing list.
+
+7 References
+
+ [RFC1034] Mockapetris, P., "Domain Names - Concepts and Facilities",
+ STD 13, RFC 1034, November 1987.
+
+ [RFC1035] Mockapetris, P., "Domain Names - Implementation and
+ Specification", STD 13, RFC 1035, November 1987.
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119, March 1997.
+
+ [RFC2136] Vixie, P., (Ed.), Thomson, S., Rekhter, Y. and J. Bound,
+ "Dynamic Updates in the Domain Name System", RFC 2136,
+ April 1997.
+
+ [RFC2535] Eastlake, D., "Domain Name System Security Extensions", RFC
+ 2535, March 1999.
+
+ [RFC3007] Wellington, B., "Simple Secure Domain Name System (DNS)
+ Dynamic Update", RFC 3007, November 2000.
+
+ [RFC3008] Wellington, B., "Domain Name System Security (DNSSEC)
+ Signing Authority", RFC 3008, November 2000.
+
+
+
+
+
+Lewis Standards Track [Page 9]
+
+RFC 3090 DNS Security Extension on Zone Status March 2001
+
+
+10 Author's Address
+
+ Edward Lewis
+ NAI Labs
+ 3060 Washington Road Glenwood
+ MD 21738
+
+ Phone: +1 443 259 2352
+ EMail: lewis@tislabs.com
+
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+RFC 3090 DNS Security Extension on Zone Status March 2001
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+11 Full Copyright Statement
+
+ Copyright (C) The Internet Society (2001). All Rights Reserved.
+
+ This document and translations of it may be copied and furnished to
+ others, and derivative works that comment on or otherwise explain it
+ or assist in its implementation may be prepared, copied, published
+ and distributed, in whole or in part, without restriction of any
+ kind, provided that the above copyright notice and this paragraph are
+ included on all such copies and derivative works. However, this
+ document itself may not be modified in any way, such as by removing
+ the copyright notice or references to the Internet Society or other
+ Internet organizations, except as needed for the purpose of
+ developing Internet standards in which case the procedures for
+ copyrights defined in the Internet Standards process must be
+ followed, or as required to translate it into languages other than
+ English.
+
+ The limited permissions granted above are perpetual and will not be
+ revoked by the Internet Society or its successors or assigns.
+
+ This document and the information contained herein is provided on an
+ "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
+ TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
+ BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
+ HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
+ MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+Acknowledgement
+
+ Funding for the RFC Editor function is currently provided by the
+ Internet Society.
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