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+Network Working Group M. Andrews
+Request for Comments: 2308 CSIRO
+Updates: 1034, 1035 March 1998
+Category: Standards Track
+
+
+ Negative Caching of DNS Queries (DNS NCACHE)
+
+Status of this Memo
+
+ This document specifies an Internet standards track protocol for the
+ Internet community, and requests discussion and suggestions for
+ improvements. Please refer to the current edition of the "Internet
+ Official Protocol Standards" (STD 1) for the standardization state
+ and status of this protocol. Distribution of this memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The Internet Society (1998). All Rights Reserved.
+
+Abstract
+
+ [RFC1034] provided a description of how to cache negative responses.
+ It however had a fundamental flaw in that it did not allow a name
+ server to hand out those cached responses to other resolvers, thereby
+ greatly reducing the effect of the caching. This document addresses
+ issues raise in the light of experience and replaces [RFC1034 Section
+ 4.3.4].
+
+ Negative caching was an optional part of the DNS specification and
+ deals with the caching of the non-existence of an RRset [RFC2181] or
+ domain name.
+
+ Negative caching is useful as it reduces the response time for
+ negative answers. It also reduces the number of messages that have
+ to be sent between resolvers and name servers hence overall network
+ traffic. A large proportion of DNS traffic on the Internet could be
+ eliminated if all resolvers implemented negative caching. With this
+ in mind negative caching should no longer be seen as an optional part
+ of a DNS resolver.
+
+
+
+
+
+
+
+
+
+
+
+Andrews Standards Track [Page 1]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+1 - Terminology
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
+ document are to be interpreted as described in [RFC2119].
+
+ "Negative caching" - the storage of knowledge that something does not
+ exist. We can store the knowledge that a record has a particular
+ value. We can also do the reverse, that is, to store the knowledge
+ that a record does not exist. It is the storage of knowledge that
+ something does not exist, cannot or does not give an answer that we
+ call negative caching.
+
+ "QNAME" - the name in the query section of an answer, or where this
+ resolves to a CNAME, or CNAME chain, the data field of the last
+ CNAME. The last CNAME in this sense is that which contains a value
+ which does not resolve to another CNAME. Implementations should note
+ that including CNAME records in responses in order, so that the first
+ has the label from the query section, and then each in sequence has
+ the label from the data section of the previous (where more than one
+ CNAME is needed) allows the sequence to be processed in one pass, and
+ considerably eases the task of the receiver. Other relevant records
+ (such as SIG RRs [RFC2065]) can be interspersed amongst the CNAMEs.
+
+ "NXDOMAIN" - an alternate expression for the "Name Error" RCODE as
+ described in [RFC1035 Section 4.1.1] and the two terms are used
+ interchangeably in this document.
+
+ "NODATA" - a pseudo RCODE which indicates that the name is valid, for
+ the given class, but are no records of the given type. A NODATA
+ response has to be inferred from the answer.
+
+ "FORWARDER" - a nameserver used to resolve queries instead of
+ directly using the authoritative nameserver chain. The forwarder
+ typically either has better access to the internet, or maintains a
+ bigger cache which may be shared amongst many resolvers. How a
+ server is identified as a FORWARDER, or knows it is a FORWARDER is
+ outside the scope of this document. However if you are being used as
+ a forwarder the query will have the recursion desired flag set.
+
+ An understanding of [RFC1034], [RFC1035] and [RFC2065] is expected
+ when reading this document.
+
+
+
+
+
+
+
+
+
+Andrews Standards Track [Page 2]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+2 - Negative Responses
+
+ The most common negative responses indicate that a particular RRset
+ does not exist in the DNS. The first sections of this document deal
+ with this case. Other negative responses can indicate failures of a
+ nameserver, those are dealt with in section 7 (Other Negative
+ Responses).
+
+ A negative response is indicated by one of the following conditions:
+
+2.1 - Name Error
+
+ Name errors (NXDOMAIN) are indicated by the presence of "Name Error"
+ in the RCODE field. In this case the domain referred to by the QNAME
+ does not exist. Note: the answer section may have SIG and CNAME RRs
+ and the authority section may have SOA, NXT [RFC2065] and SIG RRsets.
+
+ It is possible to distinguish between a referral and a NXDOMAIN
+ response by the presense of NXDOMAIN in the RCODE regardless of the
+ presence of NS or SOA records in the authority section.
+
+ NXDOMAIN responses can be categorised into four types by the contents
+ of the authority section. These are shown below along with a
+ referral for comparison. Fields not mentioned are not important in
+ terms of the examples.
+
+ NXDOMAIN RESPONSE: TYPE 1.
+
+ Header:
+ RDCODE=NXDOMAIN
+ Query:
+ AN.EXAMPLE. A
+ Answer:
+ AN.EXAMPLE. CNAME TRIPPLE.XX.
+ Authority:
+ XX. SOA NS1.XX. HOSTMASTER.NS1.XX. ....
+ XX. NS NS1.XX.
+ XX. NS NS2.XX.
+ Additional:
+ NS1.XX. A 127.0.0.2
+ NS2.XX. A 127.0.0.3
+
+ NXDOMAIN RESPONSE: TYPE 2.
+
+ Header:
+ RDCODE=NXDOMAIN
+ Query:
+ AN.EXAMPLE. A
+
+
+
+Andrews Standards Track [Page 3]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ Answer:
+ AN.EXAMPLE. CNAME TRIPPLE.XX.
+ Authority:
+ XX. SOA NS1.XX. HOSTMASTER.NS1.XX. ....
+ Additional:
+ <empty>
+
+ NXDOMAIN RESPONSE: TYPE 3.
+
+ Header:
+ RDCODE=NXDOMAIN
+ Query:
+ AN.EXAMPLE. A
+ Answer:
+ AN.EXAMPLE. CNAME TRIPPLE.XX.
+ Authority:
+ <empty>
+ Additional:
+ <empty>
+
+ NXDOMAIN RESPONSE: TYPE 4
+
+ Header:
+ RDCODE=NXDOMAIN
+ Query:
+ AN.EXAMPLE. A
+ Answer:
+ AN.EXAMPLE. CNAME TRIPPLE.XX.
+ Authority:
+ XX. NS NS1.XX.
+ XX. NS NS2.XX.
+ Additional:
+ NS1.XX. A 127.0.0.2
+ NS2.XX. A 127.0.0.3
+
+ REFERRAL RESPONSE.
+
+ Header:
+ RDCODE=NOERROR
+ Query:
+ AN.EXAMPLE. A
+ Answer:
+ AN.EXAMPLE. CNAME TRIPPLE.XX.
+ Authority:
+ XX. NS NS1.XX.
+ XX. NS NS2.XX.
+ Additional:
+ NS1.XX. A 127.0.0.2
+
+
+
+Andrews Standards Track [Page 4]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ NS2.XX. A 127.0.0.3
+
+ Note, in the four examples of NXDOMAIN responses, it is known that
+ the name "AN.EXAMPLE." exists, and has as its value a CNAME record.
+ The NXDOMAIN refers to "TRIPPLE.XX", which is then known not to
+ exist. On the other hand, in the referral example, it is shown that
+ "AN.EXAMPLE" exists, and has a CNAME RR as its value, but nothing is
+ known one way or the other about the existence of "TRIPPLE.XX", other
+ than that "NS1.XX" or "NS2.XX" can be consulted as the next step in
+ obtaining information about it.
+
+ Where no CNAME records appear, the NXDOMAIN response refers to the
+ name in the label of the RR in the question section.
+
+2.1.1 Special Handling of Name Error
+
+ This section deals with errors encountered when implementing negative
+ caching of NXDOMAIN responses.
+
+ There are a large number of resolvers currently in existence that
+ fail to correctly detect and process all forms of NXDOMAIN response.
+ Some resolvers treat a TYPE 1 NXDOMAIN response as a referral. To
+ alleviate this problem it is recommended that servers that are
+ authoritative for the NXDOMAIN response only send TYPE 2 NXDOMAIN
+ responses, that is the authority section contains a SOA record and no
+ NS records. If a non- authoritative server sends a type 1 NXDOMAIN
+ response to one of these old resolvers, the result will be an
+ unnecessary query to an authoritative server. This is undesirable,
+ but not fatal except when the server is being used a FORWARDER. If
+ however the resolver is using the server as a FORWARDER to such a
+ resolver it will be necessary to disable the sending of TYPE 1
+ NXDOMAIN response to it, use TYPE 2 NXDOMAIN instead.
+
+ Some resolvers incorrectly continue processing if the authoritative
+ answer flag is not set, looping until the query retry threshold is
+ exceeded and then returning SERVFAIL. This is a problem when your
+ nameserver is listed as a FORWARDER for such resolvers. If the
+ nameserver is used as a FORWARDER by such resolver, the authority
+ flag will have to be forced on for NXDOMAIN responses to these
+ resolvers. In practice this causes no problems even if turned on
+ always, and has been the default behaviour in BIND from 4.9.3
+ onwards.
+
+2.2 - No Data
+
+ NODATA is indicated by an answer with the RCODE set to NOERROR and no
+ relevant answers in the answer section. The authority section will
+ contain an SOA record, or there will be no NS records there.
+
+
+
+Andrews Standards Track [Page 5]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ NODATA responses have to be algorithmically determined from the
+ response's contents as there is no RCODE value to indicate NODATA.
+ In some cases to determine with certainty that NODATA is the correct
+ response it can be necessary to send another query.
+
+ The authority section may contain NXT and SIG RRsets in addition to
+ NS and SOA records. CNAME and SIG records may exist in the answer
+ section.
+
+ It is possible to distinguish between a NODATA and a referral
+ response by the presence of a SOA record in the authority section or
+ the absence of NS records in the authority section.
+
+ NODATA responses can be categorised into three types by the contents
+ of the authority section. These are shown below along with a
+ referral for comparison. Fields not mentioned are not important in
+ terms of the examples.
+
+ NODATA RESPONSE: TYPE 1.
+
+ Header:
+ RDCODE=NOERROR
+ Query:
+ ANOTHER.EXAMPLE. A
+ Answer:
+ <empty>
+ Authority:
+ EXAMPLE. SOA NS1.XX. HOSTMASTER.NS1.XX. ....
+ EXAMPLE. NS NS1.XX.
+ EXAMPLE. NS NS2.XX.
+ Additional:
+ NS1.XX. A 127.0.0.2
+ NS2.XX. A 127.0.0.3
+
+ NO DATA RESPONSE: TYPE 2.
+
+ Header:
+ RDCODE=NOERROR
+ Query:
+ ANOTHER.EXAMPLE. A
+ Answer:
+ <empty>
+ Authority:
+ EXAMPLE. SOA NS1.XX. HOSTMASTER.NS1.XX. ....
+ Additional:
+ <empty>
+
+
+
+
+
+Andrews Standards Track [Page 6]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ NO DATA RESPONSE: TYPE 3.
+
+ Header:
+ RDCODE=NOERROR
+ Query:
+ ANOTHER.EXAMPLE. A
+ Answer:
+ <empty>
+ Authority:
+ <empty>
+ Additional:
+ <empty>
+
+ REFERRAL RESPONSE.
+
+ Header:
+ RDCODE=NOERROR
+ Query:
+ ANOTHER.EXAMPLE. A
+ Answer:
+ <empty>
+ Authority:
+ EXAMPLE. NS NS1.XX.
+ EXAMPLE. NS NS2.XX.
+ Additional:
+ NS1.XX. A 127.0.0.2
+ NS2.XX. A 127.0.0.3
+
+
+ These examples, unlike the NXDOMAIN examples above, have no CNAME
+ records, however they could, in just the same way that the NXDOMAIN
+ examples did, in which case it would be the value of the last CNAME
+ (the QNAME) for which NODATA would be concluded.
+
+2.2.1 - Special Handling of No Data
+
+ There are a large number of resolvers currently in existence that
+ fail to correctly detect and process all forms of NODATA response.
+ Some resolvers treat a TYPE 1 NODATA response as a referral. To
+ alleviate this problem it is recommended that servers that are
+ authoritative for the NODATA response only send TYPE 2 NODATA
+ responses, that is the authority section contains a SOA record and no
+ NS records. Sending a TYPE 1 NODATA response from a non-
+ authoritative server to one of these resolvers will only result in an
+ unnecessary query. If a server is listed as a FORWARDER for another
+ resolver it may also be necessary to disable the sending of TYPE 1
+ NODATA response for non-authoritative NODATA responses.
+
+
+
+
+Andrews Standards Track [Page 7]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ Some name servers fail to set the RCODE to NXDOMAIN in the presence
+ of CNAMEs in the answer section. If a definitive NXDOMAIN / NODATA
+ answer is required in this case the resolver must query again using
+ the QNAME as the query label.
+
+3 - Negative Answers from Authoritative Servers
+
+ Name servers authoritative for a zone MUST include the SOA record of
+ the zone in the authority section of the response when reporting an
+ NXDOMAIN or indicating that no data of the requested type exists.
+ This is required so that the response may be cached. The TTL of this
+ record is set from the minimum of the MINIMUM field of the SOA record
+ and the TTL of the SOA itself, and indicates how long a resolver may
+ cache the negative answer. The TTL SIG record associated with the
+ SOA record should also be trimmed in line with the SOA's TTL.
+
+ If the containing zone is signed [RFC2065] the SOA and appropriate
+ NXT and SIG records MUST be added.
+
+4 - SOA Minimum Field
+
+ The SOA minimum field has been overloaded in the past to have three
+ different meanings, the minimum TTL value of all RRs in a zone, the
+ default TTL of RRs which did not contain a TTL value and the TTL of
+ negative responses.
+
+ Despite being the original defined meaning, the first of these, the
+ minimum TTL value of all RRs in a zone, has never in practice been
+ used and is hereby deprecated.
+
+ The second, the default TTL of RRs which contain no explicit TTL in
+ the master zone file, is relevant only at the primary server. After
+ a zone transfer all RRs have explicit TTLs and it is impossible to
+ determine whether the TTL for a record was explicitly set or derived
+ from the default after a zone transfer. Where a server does not
+ require RRs to include the TTL value explicitly, it should provide a
+ mechanism, not being the value of the MINIMUM field of the SOA
+ record, from which the missing TTL values are obtained. How this is
+ done is implementation dependent.
+
+ The Master File format [RFC 1035 Section 5] is extended to include
+ the following directive:
+
+ $TTL <TTL> [comment]
+
+
+
+
+
+
+
+Andrews Standards Track [Page 8]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ All resource records appearing after the directive, and which do not
+ explicitly include a TTL value, have their TTL set to the TTL given
+ in the $TTL directive. SIG records without a explicit TTL get their
+ TTL from the "original TTL" of the SIG record [RFC 2065 Section 4.5].
+
+ The remaining of the current meanings, of being the TTL to be used
+ for negative responses, is the new defined meaning of the SOA minimum
+ field.
+
+5 - Caching Negative Answers
+
+ Like normal answers negative answers have a time to live (TTL). As
+ there is no record in the answer section to which this TTL can be
+ applied, the TTL must be carried by another method. This is done by
+ including the SOA record from the zone in the authority section of
+ the reply. When the authoritative server creates this record its TTL
+ is taken from the minimum of the SOA.MINIMUM field and SOA's TTL.
+ This TTL decrements in a similar manner to a normal cached answer and
+ upon reaching zero (0) indicates the cached negative answer MUST NOT
+ be used again.
+
+ A negative answer that resulted from a name error (NXDOMAIN) should
+ be cached such that it can be retrieved and returned in response to
+ another query for the same <QNAME, QCLASS> that resulted in the
+ cached negative response.
+
+ A negative answer that resulted from a no data error (NODATA) should
+ be cached such that it can be retrieved and returned in response to
+ another query for the same <QNAME, QTYPE, QCLASS> that resulted in
+ the cached negative response.
+
+ The NXT record, if it exists in the authority section of a negative
+ answer received, MUST be stored such that it can be be located and
+ returned with SOA record in the authority section, as should any SIG
+ records in the authority section. For NXDOMAIN answers there is no
+ "necessary" obvious relationship between the NXT records and the
+ QNAME. The NXT record MUST have the same owner name as the query
+ name for NODATA responses.
+
+ Negative responses without SOA records SHOULD NOT be cached as there
+ is no way to prevent the negative responses looping forever between a
+ pair of servers even with a short TTL.
+
+ Despite the DNS forming a tree of servers, with various mis-
+ configurations it is possible to form a loop in the query graph, e.g.
+ two servers listing each other as forwarders, various lame server
+ configurations. Without a TTL count down a cache negative response
+
+
+
+
+Andrews Standards Track [Page 9]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ when received by the next server would have its TTL reset. This
+ negative indication could then live forever circulating between the
+ servers involved.
+
+ As with caching positive responses it is sensible for a resolver to
+ limit for how long it will cache a negative response as the protocol
+ supports caching for up to 68 years. Such a limit should not be
+ greater than that applied to positive answers and preferably be
+ tunable. Values of one to three hours have been found to work well
+ and would make sensible a default. Values exceeding one day have
+ been found to be problematic.
+
+6 - Negative answers from the cache
+
+ When a server, in answering a query, encounters a cached negative
+ response it MUST add the cached SOA record to the authority section
+ of the response with the TTL decremented by the amount of time it was
+ stored in the cache. This allows the NXDOMAIN / NODATA response to
+ time out correctly.
+
+ If a NXT record was cached along with SOA record it MUST be added to
+ the authority section. If a SIG record was cached along with a NXT
+ record it SHOULD be added to the authority section.
+
+ As with all answers coming from the cache, negative answers SHOULD
+ have an implicit referral built into the answer. This enables the
+ resolver to locate an authoritative source. An implicit referral is
+ characterised by NS records in the authority section referring the
+ resolver towards a authoritative source. NXDOMAIN types 1 and 4
+ responses contain implicit referrals as does NODATA type 1 response.
+
+7 - Other Negative Responses
+
+ Caching of other negative responses is not covered by any existing
+ RFC. There is no way to indicate a desired TTL in these responses.
+ Care needs to be taken to ensure that there are not forwarding loops.
+
+7.1 Server Failure (OPTIONAL)
+
+ Server failures fall into two major classes. The first is where a
+ server can determine that it has been misconfigured for a zone. This
+ may be where it has been listed as a server, but not configured to be
+ a server for the zone, or where it has been configured to be a server
+ for the zone, but cannot obtain the zone data for some reason. This
+ can occur either because the zone file does not exist or contains
+ errors, or because another server from which the zone should have
+ been available either did not respond or was unable or unwilling to
+ supply the zone.
+
+
+
+Andrews Standards Track [Page 10]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ The second class is where the server needs to obtain an answer from
+ elsewhere, but is unable to do so, due to network failures, other
+ servers that don't reply, or return server failure errors, or
+ similar.
+
+ In either case a resolver MAY cache a server failure response. If it
+ does so it MUST NOT cache it for longer than five (5) minutes, and it
+ MUST be cached against the specific query tuple <query name, type,
+ class, server IP address>.
+
+7.2 Dead / Unreachable Server (OPTIONAL)
+
+ Dead / Unreachable servers are servers that fail to respond in any
+ way to a query or where the transport layer has provided an
+ indication that the server does not exist or is unreachable. A
+ server may be deemed to be dead or unreachable if it has not
+ responded to an outstanding query within 120 seconds.
+
+ Examples of transport layer indications are:
+
+ ICMP error messages indicating host, net or port unreachable.
+ TCP resets
+ IP stack error messages providing similar indications to those above.
+
+ A server MAY cache a dead server indication. If it does so it MUST
+ NOT be deemed dead for longer than five (5) minutes. The indication
+ MUST be stored against query tuple <query name, type, class, server
+ IP address> unless there was a transport layer indication that the
+ server does not exist, in which case it applies to all queries to
+ that specific IP address.
+
+8 - Changes from RFC 1034
+
+ Negative caching in resolvers is no-longer optional, if a resolver
+ caches anything it must also cache negative answers.
+
+ Non-authoritative negative answers MAY be cached.
+
+ The SOA record from the authority section MUST be cached. Name error
+ indications must be cached against the tuple <query name, QCLASS>.
+ No data indications must be cached against <query name, QTYPE,
+ QCLASS> tuple.
+
+ A cached SOA record must be added to the response. This was
+ explicitly not allowed because previously the distinction between a
+ normal cached SOA record, and the SOA cached as a result of a
+ negative response was not made, and simply extracting a normal cached
+ SOA and adding that to a cached negative response causes problems.
+
+
+
+Andrews Standards Track [Page 11]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ The $TTL TTL directive was added to the master file format.
+
+9 - History of Negative Caching
+
+ This section presents a potted history of negative caching in the DNS
+ and forms no part of the technical specification of negative caching.
+
+ It is interesting to note that the same concepts were re-invented in
+ both the CHIVES and BIND servers.
+
+ The history of the early CHIVES work (Section 9.1) was supplied by
+ Rob Austein <sra@epilogue.com> and is reproduced here in the form in
+ which he supplied it [MPA].
+
+ Sometime around the spring of 1985, I mentioned to Paul Mockapetris
+ that our experience with his JEEVES DNS resolver had pointed out the
+ need for some kind of negative caching scheme. Paul suggested that
+ we simply cache authoritative errors, using the SOA MINIMUM value for
+ the zone that would have contained the target RRs. I'm pretty sure
+ that this conversation took place before RFC-973 was written, but it
+ was never clear to me whether this idea was something that Paul came
+ up with on the spot in response to my question or something he'd
+ already been planning to put into the document that became RFC-973.
+ In any case, neither of us was entirely sure that the SOA MINIMUM
+ value was really the right metric to use, but it was available and
+ was under the control of the administrator of the target zone, both
+ of which seemed to us at the time to be important feature.
+
+ Late in 1987, I released the initial beta-test version of CHIVES, the
+ DNS resolver I'd written to replace Paul's JEEVES resolver. CHIVES
+ included a search path mechanism that was used pretty heavily at
+ several sites (including my own), so CHIVES also included a negative
+ caching mechanism based on SOA MINIMUM values. The basic strategy
+ was to cache authoritative error codes keyed by the exact query
+ parameters (QNAME, QCLASS, and QTYPE), with a cache TTL equal to the
+ SOA MINIMUM value. CHIVES did not attempt to track down SOA RRs if
+ they weren't supplied in the authoritative response, so it never
+ managed to completely eliminate the gratuitous DNS error message
+ traffic, but it did help considerably. Keep in mind that this was
+ happening at about the same time as the near-collapse of the ARPANET
+ due to congestion caused by exponential growth and the the "old"
+ (pre-VJ) TCP retransmission algorithm, so negative caching resulted
+ in drasticly better DNS response time for our users, mailer daemons,
+ etcetera.
+
+
+
+
+
+
+
+Andrews Standards Track [Page 12]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ As far as I know, CHIVES was the first resolver to implement negative
+ caching. CHIVES was developed during the twilight years of TOPS-20,
+ so it never ran on very many machines, but the few machines that it
+ did run on were the ones that were too critical to shut down quickly
+ no matter how much it cost to keep them running. So what few users
+ we did have tended to drive CHIVES pretty hard. Several interesting
+ bits of DNS technology resulted from that, but the one that's
+ relevant here is the MAXTTL configuration parameter.
+
+ Experience with JEEVES had already shown that RRs often showed up
+ with ridiculously long TTLs (99999999 was particularly popular for
+ many years, due to bugs in the code and documentation of several
+ early versions of BIND), and that robust software that blindly
+ believed such TTLs could create so many strange failures that it was
+ often necessary to reboot the resolver frequently just to clear this
+ garbage out of the cache. So CHIVES had a configuration parameter
+ "MAXTTL", which specified the maximum "reasonable" TTL in a received
+ RR. RRs with TTLs greater than MAXTTL would either have their TTLs
+ reduced to MAXTTL or would be discarded entirely, depending on the
+ setting of another configuration parameter.
+
+ When we started getting field experience with CHIVES's negative
+ caching code, it became clear that the SOA MINIMUM value was often
+ large enough to cause the same kinds of problems for negative caching
+ as the huge TTLs in RRs had for normal caching (again, this was in
+ part due to a bug in several early versions of BIND, where a
+ secondary server would authoritatively deny all knowledge of its
+ zones if it couldn't contact the primaries on reboot). So we started
+ running the negative cache TTLs through the MAXTTL check too, and
+ continued to experiment.
+
+ The configuration that seemed to work best on WSMR-SIMTEL20.ARMY.MIL
+ (last of the major Internet TOPS-20 machines to be shut down, thus
+ the last major user of CHIVES, thus the place where we had the
+ longest experimental baseline) was to set MAXTTL to about three days.
+ Most of the traffic initiated by SIMTEL20 in its last years was
+ mail-related, and the mail queue timeout was set to one week, so this
+ gave a "stuck" message several tries at complete DNS resolution,
+ without bogging down the system with a lot of useless queries. Since
+ (for reasons that now escape me) we only had the single MAXTTL
+ parameter rather than separate ones for positive and negative
+ caching, it's not clear how much effect this setting of MAXTTL had on
+ the negative caching code.
+
+ CHIVES also included a second, somewhat controversial mechanism which
+ took the place of negative caching in some cases. The CHIVES
+ resolver daemon could be configured to load DNS master files, giving
+ it the ability to act as what today would be called a "stealth
+
+
+
+Andrews Standards Track [Page 13]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ secondary". That is, when configured in this way, the resolver had
+ direct access to authoritative information for heavily-used zones.
+ The search path mechanisms in CHIVES reflected this: there were
+ actually two separate search paths, one of which only searched local
+ authoritative zone data, and one which could generate normal
+ iterative queries. This cut down on the need for negative caching in
+ cases where usage was predictably heavy (e.g., the resolver on
+ XX.LCS.MIT.EDU always loaded the zone files for both LCS.MIT.EDU and
+ AI.MIT.EDU and put both of these suffixes into the "local" search
+ path, since between them the hosts in these two zones accounted for
+ the bulk of the DNS traffic). Not all sites running CHIVES chose to
+ use this feature; C.CS.CMU.EDU, for example, chose to use the
+ "remote" search path for everything because there were too many
+ different sub-zones at CMU for zone shadowing to be practical for
+ them, so they relied pretty heavily on negative caching even for
+ local traffic.
+
+ Overall, I still think the basic design we used for negative caching
+ was pretty reasonable: the zone administrator specified how long to
+ cache negative answers, and the resolver configuration chose the
+ actual cache time from the range between zero and the period
+ specified by the zone administrator. There are a lot of details I'd
+ do differently now (like using a new SOA field instead of overloading
+ the MINIMUM field), but after more than a decade, I'd be more worried
+ if we couldn't think of at least a few improvements.
+
+9.2 BIND
+
+ While not the first attempt to get negative caching into BIND, in
+ July 1993, BIND 4.9.2 ALPHA, Anant Kumar of ISI supplied code that
+ implemented, validation and negative caching (NCACHE). This code had
+ a 10 minute TTL for negative caching and only cached the indication
+ that there was a negative response, NXDOMAIN or NOERROR_NODATA. This
+ is the origin of the NODATA pseudo response code mentioned above.
+
+ Mark Andrews of CSIRO added code (RETURNSOA) that stored the SOA
+ record such that it could be retrieved by a similar query. UUnet
+ complained that they were getting old answers after loading a new
+ zone, and the option was turned off, BIND 4.9.3-alpha5, April 1994.
+ In reality this indicated that the named needed to purge the space
+ the zone would occupy. Functionality to do this was added in BIND
+ 4.9.3 BETA11 patch2, December 1994.
+
+ RETURNSOA was re-enabled by default, BIND 4.9.5-T1A, August 1996.
+
+
+
+
+
+
+
+Andrews Standards Track [Page 14]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+10 Example
+
+ The following example is based on a signed zone that is empty apart
+ from the nameservers. We will query for WWW.XX.EXAMPLE showing
+ initial response and again 10 minutes later. Note 1: during the
+ intervening 10 minutes the NS records for XX.EXAMPLE have expired.
+ Note 2: the TTL of the SIG records are not explicitly set in the zone
+ file and are hence the TTL of the RRset they are the signature for.
+
+ Zone File:
+
+ $TTL 86400
+ $ORIGIN XX.EXAMPLE.
+ @ IN SOA NS1.XX.EXAMPLE. HOSTMATER.XX.EXAMPLE. (
+ 1997102000 ; serial
+ 1800 ; refresh (30 mins)
+ 900 ; retry (15 mins)
+ 604800 ; expire (7 days)
+ 1200 ) ; minimum (20 mins)
+ IN SIG SOA ...
+ 1200 IN NXT NS1.XX.EXAMPLE. A NXT SIG SOA NS KEY
+ IN SIG NXT ... XX.EXAMPLE. ...
+ 300 IN NS NS1.XX.EXAMPLE.
+ 300 IN NS NS2.XX.EXAMPLE.
+ IN SIG NS ... XX.EXAMPLE. ...
+ IN KEY 0x4100 1 1 ...
+ IN SIG KEY ... XX.EXAMPLE. ...
+ IN SIG KEY ... EXAMPLE. ...
+ NS1 IN A 10.0.0.1
+ IN SIG A ... XX.EXAMPLE. ...
+ 1200 IN NXT NS2.XX.EXAMPLE. A NXT SIG
+ IN SIG NXT ...
+ NS2 IN A 10.0.0.2
+ IN SIG A ... XX.EXAMPLE. ...
+ 1200 IN NXT XX.EXAMPLE. A NXT SIG
+ IN SIG NXT ... XX.EXAMPLE. ...
+
+ Initial Response:
+
+ Header:
+ RDCODE=NXDOMAIN, AA=1, QR=1, TC=0
+ Query:
+ WWW.XX.EXAMPLE. IN A
+ Answer:
+ <empty>
+ Authority:
+ XX.EXAMPLE. 1200 IN SOA NS1.XX.EXAMPLE. ...
+ XX.EXAMPLE. 1200 IN SIG SOA ... XX.EXAMPLE. ...
+
+
+
+Andrews Standards Track [Page 15]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ NS2.XX.EXAMPLE. 1200 IN NXT XX.EXAMPLE. NXT A NXT SIG
+ NS2.XX.EXAMPLE. 1200 IN SIG NXT ... XX.EXAMPLE. ...
+ XX.EXAMPLE. 86400 IN NS NS1.XX.EXAMPLE.
+ XX.EXAMPLE. 86400 IN NS NS2.XX.EXAMPLE.
+ XX.EXAMPLE. 86400 IN SIG NS ... XX.EXAMPLE. ...
+ Additional
+ XX.EXAMPLE. 86400 IN KEY 0x4100 1 1 ...
+ XX.EXAMPLE. 86400 IN SIG KEY ... EXAMPLE. ...
+ NS1.XX.EXAMPLE. 86400 IN A 10.0.0.1
+ NS1.XX.EXAMPLE. 86400 IN SIG A ... XX.EXAMPLE. ...
+ NS2.XX.EXAMPLE. 86400 IN A 10.0.0.2
+ NS3.XX.EXAMPLE. 86400 IN SIG A ... XX.EXAMPLE. ...
+
+ After 10 Minutes:
+
+ Header:
+ RDCODE=NXDOMAIN, AA=0, QR=1, TC=0
+ Query:
+ WWW.XX.EXAMPLE. IN A
+ Answer:
+ <empty>
+ Authority:
+ XX.EXAMPLE. 600 IN SOA NS1.XX.EXAMPLE. ...
+ XX.EXAMPLE. 600 IN SIG SOA ... XX.EXAMPLE. ...
+ NS2.XX.EXAMPLE. 600 IN NXT XX.EXAMPLE. NXT A NXT SIG
+ NS2.XX.EXAMPLE. 600 IN SIG NXT ... XX.EXAMPLE. ...
+ EXAMPLE. 65799 IN NS NS1.YY.EXAMPLE.
+ EXAMPLE. 65799 IN NS NS2.YY.EXAMPLE.
+ EXAMPLE. 65799 IN SIG NS ... XX.EXAMPLE. ...
+ Additional
+ XX.EXAMPLE. 65800 IN KEY 0x4100 1 1 ...
+ XX.EXAMPLE. 65800 IN SIG KEY ... EXAMPLE. ...
+ NS1.YY.EXAMPLE. 65799 IN A 10.100.0.1
+ NS1.YY.EXAMPLE. 65799 IN SIG A ... EXAMPLE. ...
+ NS2.YY.EXAMPLE. 65799 IN A 10.100.0.2
+ NS3.YY.EXAMPLE. 65799 IN SIG A ... EXAMPLE. ...
+ EXAMPLE. 65799 IN KEY 0x4100 1 1 ...
+ EXAMPLE. 65799 IN SIG KEY ... . ...
+
+
+11 Security Considerations
+
+ It is believed that this document does not introduce any significant
+ additional security threats other that those that already exist when
+ using data from the DNS.
+
+
+
+
+
+
+Andrews Standards Track [Page 16]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+ With negative caching it might be possible to propagate a denial of
+ service attack by spreading a NXDOMAIN message with a very high TTL.
+ Without negative caching that would be much harder. A similar effect
+ could be achieved previously by spreading a bad A record, so that the
+ server could not be reached - which is almost the same. It has the
+ same effect as far as what the end user is able to do, but with a
+ different psychological effect. With the bad A, I feel "damn the
+ network is broken again" and try again tomorrow. With the "NXDOMAIN"
+ I feel "Oh, they've turned off the server and it doesn't exist any
+ more" and probably never bother trying this server again.
+
+ A practical example of this is a SMTP server where this behaviour is
+ encoded. With a NXDOMAIN attack the mail message would bounce
+ immediately, where as with a bad A attack the mail would be queued
+ and could potentially get through after the attack was suspended.
+
+ For such an attack to be successful, the NXDOMAIN indiction must be
+ injected into a parent server (or a busy caching resolver). One way
+ this might be done by the use of a CNAME which results in the parent
+ server querying an attackers server. Resolvers that wish to prevent
+ such attacks can query again the final QNAME ignoring any NS data in
+ the query responses it has received for this query.
+
+ Implementing TTL sanity checking will reduce the effectiveness of
+ such an attack, because a successful attack would require re-
+ injection of the bogus data at more frequent intervals.
+
+ DNS Security [RFC2065] provides a mechanism to verify whether a
+ negative response is valid or not, through the use of NXT and SIG
+ records. This document supports the use of that mechanism by
+ promoting the transmission of the relevant security records even in a
+ non security aware server.
+
+Acknowledgments
+
+ I would like to thank Rob Austein for his history of the CHIVES
+ nameserver. The DNSIND working group, in particular Robert Elz for
+ his valuable technical and editorial contributions to this document.
+
+
+
+
+
+
+
+
+
+
+
+
+
+Andrews Standards Track [Page 17]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+References
+
+ [RFC1034]
+ Mockapetris, P., "DOMAIN NAMES - CONCEPTS AND FACILITIES,"
+ STD 13, RFC 1034, November 1987.
+
+ [RFC1035]
+ Mockapetris, P., "DOMAIN NAMES - IMPLEMENTATION AND
+ SPECIFICATION," STD 13, RFC 1035, November 1987.
+
+ [RFC2065]
+ Eastlake, D., and C. Kaufman, "Domain Name System Security
+ Extensions," RFC 2065, January 1997.
+
+ [RFC2119]
+ Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels," BCP 14, RFC 2119, March 1997.
+
+ [RFC2181]
+ Elz, R., and R. Bush, "Clarifications to the DNS
+ Specification," RFC 2181, July 1997.
+
+Author's Address
+
+ Mark Andrews
+ CSIRO - Mathematical and Information Sciences
+ Locked Bag 17
+ North Ryde NSW 2113
+ AUSTRALIA
+
+ Phone: +61 2 9325 3148
+ EMail: Mark.Andrews@cmis.csiro.au
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Andrews Standards Track [Page 18]
+
+RFC 2308 DNS NCACHE March 1998
+
+
+Full Copyright Statement
+
+ Copyright (C) The Internet Society (1998). All Rights Reserved.
+
+ This document and translations of it may be copied and furnished to
+ others, and derivative works that comment on or otherwise explain it
+ or assist in its implementation may be prepared, copied, published
+ and distributed, in whole or in part, without restriction of any
+ kind, provided that the above copyright notice and this paragraph are
+ included on all such copies and derivative works. However, this
+ document itself may not be modified in any way, such as by removing
+ the copyright notice or references to the Internet Society or other
+ Internet organizations, except as needed for the purpose of
+ developing Internet standards in which case the procedures for
+ copyrights defined in the Internet Standards process must be
+ followed, or as required to translate it into languages other than
+ English.
+
+ The limited permissions granted above are perpetual and will not be
+ revoked by the Internet Society or its successors or assigns.
+
+ This document and the information contained herein is provided on an
+ "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
+ TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
+ BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
+ HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
+ MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Andrews Standards Track [Page 19]
+