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-Contributor: Andrew Tridgell
-Updated: June 27, 1997
-Status: Current
-
-Subject: Description of SMB security levels.
-===========================================================================
-
-Samba supports the following options to the global smb.conf parameter
-"security =":
- share, user, server
-
-Of the above, "security = server" means that Samba reports to clients that
-it is running in "user mode" but actually passes off all authentication
-requests to another "user mode" server. This requires an additional
-parameter "password server =" that points to the real authentication server.
-That real authentication server can be another Samba server or can be a
-Windows NT server, the later natively capable of encrypted password support.
-
-Below is a more complete description of security levels.
-===========================================================================
-
-A SMB server tells the client at startup what "security level" it is
-running. There are two options "share level" and "user level". Which
-of these two the client receives affects the way the client then tries
-to authenticate itself. It does not directly affect (to any great
-extent) the way the Samba server does security. I know this is
-strange, but it fits in with the client/server approach of SMB. In SMB
-everything is initiated and controlled by the client, and the server
-can only tell the client what is available and whether an action is
-allowed.
-
-I'll describe user level security first, as its simpler. In user level
-security the client will send a "session setup" command directly after
-the protocol negotiation. This contains a username and password. The
-server can either accept or reject that username/password
-combination. Note that at this stage the server has no idea what
-share the client will eventually try to connect to, so it can't base
-the "accept/reject" on anything other than:
-
-- the username/password
-- the machine that the client is coming from
-
-If the server accepts the username/password then the client expects to
-be able to mount any share (using a "tree connection") without
-specifying a password. It expects that all access rights will be as
-the username/password specified in the "session setup".
-
-It is also possible for a client to send multiple "session setup"
-requests. When the server responds it gives the client a "uid" to use
-as an authentication tag for that username/password. The client can
-maintain multiple authentication contexts in this way (WinDD is an
-example of an application that does this)
-
-
-Ok, now for share level security. In share level security (the default
-with samba) the client authenticates itself separately for each
-share. It will send a password along with each "tree connection"
-(share mount). It does not explicitly send a username with this
-operation. The client is expecting a password to be associated with
-each share, independent of the user. This means that samba has to work
-out what username the client probably wants to use. It is never
-explicitly sent the username. Some commercial SMB servers such as NT actually
-associate passwords directly with shares in share level security, but
-samba always uses the unix authentication scheme where it is a
-username/password that is authenticated, not a "share/password".
-
-Many clients send a "session setup" even if the server is in share
-level security. They normally send a valid username but no
-password. Samba records this username in a list of "possible
-usernames". When the client then does a "tree connection" it also adds
-to this list the name of the share they try to connect to (useful for
-home directories) and any users listed in the "user =" smb.conf
-line. The password is then checked in turn against these "possible
-usernames". If a match is found then the client is authenticated as
-that user.
-
-Finally "server level" security. In server level security the samba
-server reports to the client that it is in user level security. The
-client then does a "session setup" as described earlier. The samba
-server takes the username/password that the client sends and attempts
-to login to the "password server" by sending exactly the same
-username/password that it got from the client. If that server is in
-user level security and accepts the password then samba accepts the
-clients connection. This allows the samba server to use another SMB
-server as the "password server".
-
-You should also note that at the very start of all this, where the
-server tells the client what security level it is in, it also tells
-the client if it supports encryption. If it does then it supplies the
-client with a random "cryptkey". The client will then send all
-passwords in encrypted form. You have to compile samba with encryption
-enabled to support this feature, and you have to maintain a separate
-smbpasswd file with SMB style encrypted passwords. It is
-cryptographically impossible to translate from unix style encryption
-to SMB style encryption, although there are some fairly simple management
-schemes by which the two could be kept in sync.